Filing Details
- Accession Number:
- 0001179110-22-001137
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2022-02-14 11:56:41
- Reporting Period:
- 2021-12-31
- Accepted Time:
- 2022-02-14 11:56:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 921557 | Republic Bancorp Inc | RBCAA | State Commercial Banks (6022) | 610862051 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1078588 | Scott Trager | 601 West Market Street Louisville KY 40202 | Vice Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2010-12-28 | 4,590 | $0.00 | 56,287 | No | 5 | G | Indirect | By Trager Family Irrevocable Trust |
| Class A Common Stock | Disposition | 2012-03-23 | 900 | $24.00 | 55,387 | No | 4 | S | Indirect | By Trager Family Irrevocable Trust |
| Class A Common Stock | Acquisiton | 2014-02-12 | 29,980 | $0.00 | 85,367 | No | 5 | W | Indirect | By Trager Family Irrevocable Trust |
| Class A Common Stock | Disposition | 2014-07-31 | 1,000 | $0.00 | 84,367 | No | 5 | G | Indirect | By Trager Family Irrevocable Trust |
| Class A Common Stock | Disposition | 2014-10-31 | 1,000 | $0.00 | 83,367 | No | 5 | G | Indirect | By Trager Family Irrevocable Trust |
| Class A Common Stock | Disposition | 2015-01-30 | 1,000 | $0.00 | 82,367 | No | 5 | G | Indirect | By Trager Family Irrevocable Trust |
| Class A Common Stock | Disposition | 2015-04-30 | 1,000 | $0.00 | 81,367 | No | 5 | G | Indirect | By Trager Family Irrevocable Trust |
| Class A Common Stock | Disposition | 2015-07-31 | 1,000 | $0.00 | 80,367 | No | 5 | G | Indirect | By Trager Family Irrevocable Trust |
| Class A Common Stock | Disposition | 2015-10-30 | 1,000 | $0.00 | 79,367 | No | 5 | G | Indirect | By Trager Family Irrevocable Trust |
| Class A Common Stock | Disposition | 2016-01-29 | 1,000 | $0.00 | 78,367 | No | 5 | G | Indirect | By Trager Family Irrevocable Trust |
| Class A Common Stock | Disposition | 2016-04-29 | 1,000 | $0.00 | 77,367 | No | 5 | G | Indirect | By Trager Family Irrevocable Trust |
| Class A Common Stock | Disposition | 2016-07-29 | 1,000 | $0.00 | 76,367 | No | 5 | G | Indirect | By Trager Family Irrevocable Trust |
| Class A Common Stock | Disposition | 2016-11-01 | 1,000 | $0.00 | 75,367 | No | 5 | G | Indirect | By Trager Family Irrevocable Trust |
| Class A Common Stock | Disposition | 2017-01-30 | 1,000 | $0.00 | 74,367 | No | 5 | G | Indirect | By Trager Family Irrevocable Trust |
| Class A Common Stock | Disposition | 2017-04-28 | 1,000 | $0.00 | 73,367 | No | 5 | G | Indirect | By Trager Family Irrevocable Trust |
| Class A Common Stock | Disposition | 2017-07-31 | 1,000 | $0.00 | 72,367 | No | 5 | G | Indirect | By Trager Family Irrevocable Trust |
| Class A Common Stock | Disposition | 2017-10-31 | 1,000 | $0.00 | 71,367 | No | 5 | G | Indirect | By Trager Family Irrevocable Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Indirect | By Trager Family Irrevocable Trust |
| No | 4 | S | Indirect | By Trager Family Irrevocable Trust |
| No | 5 | W | Indirect | By Trager Family Irrevocable Trust |
| No | 5 | G | Indirect | By Trager Family Irrevocable Trust |
| No | 5 | G | Indirect | By Trager Family Irrevocable Trust |
| No | 5 | G | Indirect | By Trager Family Irrevocable Trust |
| No | 5 | G | Indirect | By Trager Family Irrevocable Trust |
| No | 5 | G | Indirect | By Trager Family Irrevocable Trust |
| No | 5 | G | Indirect | By Trager Family Irrevocable Trust |
| No | 5 | G | Indirect | By Trager Family Irrevocable Trust |
| No | 5 | G | Indirect | By Trager Family Irrevocable Trust |
| No | 5 | G | Indirect | By Trager Family Irrevocable Trust |
| No | 5 | G | Indirect | By Trager Family Irrevocable Trust |
| No | 5 | G | Indirect | By Trager Family Irrevocable Trust |
| No | 5 | G | Indirect | By Trager Family Irrevocable Trust |
| No | 5 | G | Indirect | By Trager Family Irrevocable Trust |
| No | 5 | G | Indirect | By Trager Family Irrevocable Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 202,569 | Direct | |
| Class A Common Stock | 45,642 | Indirect | By 401(k) Plan |
| Class A Common Stock | 1,985 | Indirect | By Jaytee Properties Limited Partnership |
| Class A Common Stock | 17,231 | Indirect | By Teebank Family Limited Partnership |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | $0.00 | 445 | 445 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 4,218 | 4,218 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 2,054 | 2,054 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 445 | 445 | Indirect | |
| 4,218 | 4,218 | Indirect | |
| 2,054 | 2,054 | Indirect |
Footnotes
- Includes 36.425 shares acquired under the Issuer's dividend reinvestment plan since the date of the Reporting Person's last ownership report.
- Reflects additions to and change in value of shares held under the Issuer's 401(k) plan since the date of the Reporting Person's last ownership report.
- Jaytee Properties Limited Partnership is a family limited partnership of which the Reporting Person is a limited partner.
- Teebank Family Limited Partnership is a family limited partnership of which the Reporting Person is a limited partner.
- Trager Family Irrevocable Trust (the "Trust") is a family trust of which the Reporting Person is a co-trustee and a beneficiary.
- Reflects a transfer of shares into the Trust as a distribution from the Reporting Person's mother's IRA before her death.
- Reflects a transfer of shares into the Trust in connection with the settlement of the Reporting Person's mother's estate.
- Following the death of the Reporting Person's mother, the Trust was divided into two separate sub-trusts, one for the benefit of the Reporting Person and the other for the benefit of the Reporting Person's sister. Per the Trust Agreement, the Reporting Person is co-trustee of both sub-trusts. Around the time of the creation of the sub-trusts, the Reporting Person delegated authority to his sister, the other co-trustee, to transact within the sub-trust for her benefit. At that time, the Reporting Person believed he had relinquished beneficial ownership over the Issuer shares held in that sub-trust; however, he now believes he is required to report beneficial ownership of Issuer shares held in that sub-trust.
- The Reporting Person's sister has regularly withdrawn shares from her sub-trust since its creation. The Reporting Person did not take any action in and was only recently made aware of these withdrawals.
- Filing 1 of 2.
- Class B Common Stock is immediately convertible into Class A Common Stock on a one share for one share basis.
- Immediate.
- None.
Billionaire Hedge Funds
