Filing Details

Accession Number:
0001127602-22-004628
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-02-11 17:23:40
Reporting Period:
2022-02-10
Accepted Time:
2022-02-11 17:23:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1535929 Voya Financial Inc. VOYA () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1236604 Jr O Rodney Martin 230 Park Avenue
New York NY 10169
Chairman And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2022-02-10 19,365 $72.00 217,364 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 6,136 Indirect By 401(k) Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Deferred Savings Plan Issuer Stock Units $0.00 7,863 7,863 Direct
Common Stock Performance Stock Unit $0.00 278,278 278,278 Direct
Common Stock Performance-Based Stock Options $0.00 158,900 158,900 Direct
Common Stock Restricted Stock Units $0.00 141,679 141,679 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
7,863 7,863 Direct
278,278 278,278 Direct
158,900 158,900 Direct
141,679 141,679 Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 9, 2021.
  2. Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.
  3. Includes dividends of 23.590 shares.
  4. The stock units will vest based on their respective award agreements.
  5. The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date can range from 0% to 150% of the number presented above.
  6. The options vest based on the conditions set forth in their respective agreements.