Filing Details
- Accession Number:
- 0001127602-22-004634
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-02-11 17:28:32
- Reporting Period:
- 2022-02-09
- Accepted Time:
- 2022-02-11 17:28:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1137774 | Prudential Financial Inc | PRU | Life Insurance (6311) | 223703799 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1555872 | Scott Sleyster | 751 Broad Street, 5Th Floor Attn: Regulatory Filings Unit Newark NJ 07102 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-02-09 | 8,659 | $84.53 | 81,084 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-02-09 | 8,039 | $121.07 | 73,045 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2022-02-09 | 23,983 | $57.00 | 97,028 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-02-09 | 20,912 | $121.18 | 76,116 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2022-02-09 | 6,228 | $121.19 | 2,092 | No | 4 | I | Indirect | By 401(k) |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | I | Indirect | By 401(k) |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | 2014 Employee Stock Option (Right to Buy) | Disposition | 2022-02-09 | 8,659 | $0.00 | 8,659 | $84.53 |
| Common Stock | 2013 Employee Stock Option (Right to Buy) | Disposition | 2022-02-09 | 23,983 | $0.00 | 23,983 | $57.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2024-02-11 | No | 4 | M | Direct | |
| 0 | 2023-02-12 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.06 to $121.09, inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.15 to $121.26 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
- Following the transactions reported on this Form 4, Mr. Sleyster continues to hold 76,116 shares directly and 2,092 shares indirectly in a 401(k) account. Mr. Sleyster also holds an additional 16,573 deferred compensations shares, 130,829 vested stock options, 26,970 unvested stock options, 22,576 restricted stock units, and 91,508 target performance shares (the exact number awarded being dependent on achievement of performance goals).
- The options vest in three equal annual installments beginning on February 11, 2015.
- The options vest in three equal annual installments beginning on February 12, 2014.
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