Filing Details
- Accession Number:
- 0001594628-22-000002
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2022-02-10 16:53:04
- Reporting Period:
- 2021-12-31
- Accepted Time:
- 2022-02-10 16:53:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 791963 | Oppenheimer Holdings Inc | OPY | Security Brokers, Dealers & Flotation Companies (6211) | 980080034 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1594628 | S Robert Lowenthal | Oppenheimer Holdings Inc. 85 Broad Street New York NY 10004 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Non-Voting Common Stock | Acquisiton | 2021-02-26 | 12 | $38.06 | 3,928 | No | 5 | P | Indirect | Held in the Oppenheimer & Co. Inc. 401k Plan |
| Class A Non-Voting Common Stock | Acquisiton | 2021-05-28 | 10 | $49.01 | 3,937 | No | 5 | P | Indirect | Held in the Oppenheimer & Co. Inc. 401k Plan |
| Class A Non-Voting Common Stock | Acquisiton | 2021-08-26 | 13 | $46.66 | 3,950 | No | 5 | P | Indirect | Held in the Oppenheimer & Co. Inc. 401k Plan |
| Class A Non-Voting Common Stock | Acquisiton | 2021-11-26 | 11 | $51.57 | 3,961 | No | 5 | P | Indirect | Held in the Oppenheimer & Co. Inc. 401k Plan |
| Class A Non-Voting Common Stock | Acquisiton | 2021-12-31 | 85 | $46.69 | 4,046 | No | 5 | P | Indirect | Held in the Oppenheimer & Co. Inc. 401k Plan |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | P | Indirect | Held in the Oppenheimer & Co. Inc. 401k Plan |
| No | 5 | P | Indirect | Held in the Oppenheimer & Co. Inc. 401k Plan |
| No | 5 | P | Indirect | Held in the Oppenheimer & Co. Inc. 401k Plan |
| No | 5 | P | Indirect | Held in the Oppenheimer & Co. Inc. 401k Plan |
| No | 5 | P | Indirect | Held in the Oppenheimer & Co. Inc. 401k Plan |
Footnotes
- The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan.
Billionaire Hedge Funds
