Filing Details

Accession Number:
0001748824-22-000011
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-02-10 16:08:32
Reporting Period:
2022-02-08
Accepted Time:
2022-02-10 16:08:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1748824 Brightsphere Investment Group Inc. BSIG () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1723025 Suren Rana 200 Clarendon Street
53Rd Floor
Boston MA 02116
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-02-08 414,000 $12.00 544,967 No 4 M Direct
Common Stock Disposition 2022-02-08 294,037 $23.72 250,930 No 4 F Direct
Common Stock Disposition 2022-02-08 119,963 $24.05 130,967 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option Disposition 2022-02-08 414,000 $12.00 414,000 $12.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
414,000 2024-01-20 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.00 to $24.14, inclusive. The reporting person undertakes to provide to BrightSphere Investment Group Inc., any securityholder of BrightSphere Investment Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
  2. On January 20, 2019, the reporting person was granted an option to purchase 2,070,000 ordinary shares of BrightSphere Investment Group Inc. The option vests in five equal annual installments of 414,000 ordinary shares over a four-year period with the first tranche vesting immediately, and the following tranches vesting on each of January 20, 2020, January 20, 2021, January 20, 2022 and January 20, 2023.