Filing Details
- Accession Number:
- 0001127602-22-004117
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-02-10 13:21:48
- Reporting Period:
- 2022-02-08
- Accepted Time:
- 2022-02-10 13:21:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 7789 | Associated Banc-Corp | ASB | State Commercial Banks (6022) | 391098068 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1404929 | L David Stein | Associated Banc-Corp 433 Main Street Green Bay WI 54301 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value | Acquisiton | 2022-02-08 | 43 | $0.00 | 70,877 | No | 4 | A | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2022-02-09 | 730 | $25.71 | 70,147 | No | 4 | F | Direct | |
| Common Stock $0.01 Par Value | Acquisiton | 2022-02-09 | 8,030 | $14.02 | 78,177 | No | 4 | M | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2022-02-09 | 8,030 | $25.47 | 70,147 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value | Non-qualified Stock Option (Right to Buy) | Disposition | 2022-02-09 | 8,030 | $0.00 | 8,030 | $14.02 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2023-01-22 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock $0.01 Par Value | 36,218 | Indirect | by Trust |
| Common Stock $0.01 Par Value | 8,255 | Indirect | 401(k) Plan |
Footnotes
- Dividend equivalent units earned on vested shares, a portion of which the reporting person has elected to defer upon vesting, and which will remain in the Executive's Deferred Compensation Plan until distributed pursuant to the reporting person's distribution election on file.
- Shares were surrendered to satisfy tax withholding obligations arising from the vesting of time-based restricted stock.
- Options vested in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.
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