Filing Details

Accession Number:
0001127602-22-004053
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2022-02-09 19:20:17
Reporting Period:
2022-01-31
Accepted Time:
2022-02-09 19:20:17
Original Submission Date:
2022-02-02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
4962 American Express Co AXP Finance Services (6199) 134922250
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1357325 Laureen Seeger 200 Vesey Street, American Express Tower
New York NY 10285-5001
Chief Legal Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2022-01-31 30,808 $175.57 30,534 No 4 S Direct
Common Stock Acquisiton 2022-01-31 30,808 $0.00 61,342 No 4 M Direct
Common Stock Disposition 2022-02-08 1,900 $188.66 59,442 No 4 S Direct
Common Stock Disposition 2022-02-08 2,282 $189.76 57,160 No 4 S Direct
Common Stock Disposition 2022-02-08 1,400 $190.34 55,760 No 4 S Direct
Common Stock Disposition 2022-02-08 1,086 $191.61 54,674 No 4 S Direct
Common Stock Disposition 2022-02-08 2,694 $192.53 51,980 No 4 S Direct
Common Stock Disposition 2022-02-08 2,141 $193.59 49,839 No 4 S Direct
Common Stock Disposition 2022-02-08 2,075 $194.15 47,764 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2022-01-31 30,808 $0.00 30,808 $100.96
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2022-01-29 2029-01-29 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $175.23 to $176.00. The reporting person undertakes to provide to American Express Company, any security holder of American Express, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
  2. Includes additional shares acquired pursuant to dividend reinvestment.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $188.18 to $189.13. The reporting person undertakes to provide to American Express Company, any security holder of American Express, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $189.20 to $190.09. The reporting person undertakes to provide to American Express Company, any security holder of American Express, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $190.10 to $190.97. The reporting person undertakes to provide to American Express Company, any security holder of American Express, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
  6. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $191.15 to $192.09. The reporting person undertakes to provide to American Express Company, any security holder of American Express, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
  7. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $192.15 to $193.10. The reporting person undertakes to provide to American Express Company, any security holder of American Express, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
  8. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $193.11 to $193.90. The reporting person undertakes to provide to American Express Company, any security holder of American Express, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
  9. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $193.93 to $194.44. The reporting person undertakes to provide to American Express Company, any security holder of American Express, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.