Filing Details
- Accession Number:
- 0001104659-22-017157
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-02-09 17:00:53
- Reporting Period:
- 2022-02-07
- Accepted Time:
- 2022-02-09 17:00:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 897802 | Special Opportunities Fund Inc. | SPE | (0) | 133702911 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1067621 | Phillip Goldstein | 60 Heritage Drive Pleasantville NY 10570 | Chairman And Secretary | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-02-07 | 2,000 | $14.76 | 21,350 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | 2.75% Convertible Preferred Stock, Series C | $0.00 | 11,426 | 9,369 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 11,426 | 9,369 | Direct |
Footnotes
- Shares of 2.75% Convertible Preferred Stock, Series C ("Preferred Stock") are convertible into common stock immediately upon issuance at a conversion rate equivalent to a conversion price of $20.50 per share of common stock (which is a ratio of 1.2195 shares of common stock for each share of Preferred Stock held), subject to adjustment.
- The shares of Preferred Stock will be redeemed by the Issuer if not converted prior to January 21, 2027.
Billionaire Hedge Funds
