Home > Insider Trading > Filing (0001127602-22-003878)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1137774	Prudential Financial Inc	PRU	Life Insurance (6311)	223703799

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1760181	L Timothy Schmidt	751 Broad Street, 5Th Floor Attn. Regulatory Filings Unit Newark NJ 07102	Senior Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2022-02-07	3,811	$54.00	16,708	No	4	M	Direct
Common Stock	Disposition	2022-02-07	3,811	$120.00	12,897	No	4	S	Direct
Common Stock	Acquisiton	2022-02-07	10,902	$57.00	23,799	No	4	M	Direct
Common Stock	Disposition	2022-02-07	10,902	$120.00	12,897	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	8/15/2012 Employee Stock Option (Right to Buy)	Disposition	2022-02-07	3,811	$0.00	3,811	$54.00
Common Stock	2013 Employee Stock Option (Right to Buy)	Disposition	2022-02-07	10,902	$0.00	10,902	$57.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2022-08-15	No	4	M	Direct
0		2023-02-12	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	252	Indirect	By 401(k)

Footnotes

The option exercises and sales reported on this Form 4 were effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2021.
Following the transaction reported on this Form 4, Mr. Schmidt continues to hold 12,897 shares directly and 252 shares indirectly in a 401(k) account. Mr. Schmidt also holds an additional 7,308 vested stock options, 7,597 unvested stock options, 6,264 restricted stock units and 32,374 target performance shares (the exact number awarded being dependent on achievement of performance goals).
Amount reported has been adjusted to include 2 shares of Issuer common stock acquired by the reporting person under The Prudential Employee Savings Plan between September 30, 2021 and December 31, 2021 based on a plan statement dated December 31, 2021. The acquisition of such shares was exempt from Section 16 pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B).
The options vest in three equal annual installments beginning on August 15, 2013.
The options vest in three equal annual installments beginning on February 12, 2014.