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Home > Insider Trading > Filing (0001127602-11-017170)

Filing Details

Accession Number:
0001127602-11-017170
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-05-20 17:25:08
Reporting Period:
2011-05-18
Filing Date:
2011-05-20
Accepted Time:
2011-05-20 17:25:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
874761 Aes Corp AES Cogeneration Services & Small Power Producers (4991) 541163725
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1237644 T Paul Hanrahan 4300 Wilson Boulevard
Arlington VA 22203		 President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Show Other Fields >>
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-05-18 28,100 $2.83 293,181 No 4 M Direct
Common Stock Disposition 2011-05-18 19,400 $12.53 273,781 No 4 S Direct
Common Stock Acquisiton 2011-05-19 28,100 $2.83 301,881 No 4 M Direct
Common Stock Disposition 2011-05-19 19,400 $12.81 282,481 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Show Other Fields >>
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2011-05-18 28,100 $0.00 28,100 $2.83
Common Stock Stock Option (Right to Buy) Disposition 2011-05-19 28,100 $0.00 28,100 $2.83
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
503,148 2013-02-12 No 4 M Direct
475,048 2013-02-12 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 56,024 Indirect By 401(k) Plan
Common Stock 110 Indirect By Spouse
Common Stock 82,068 Indirect By the Hanrahan 2010 Grantor Retained Annuity Trust Number One
Footnotes
  1. The option exercises and reported sales were made pursuant to a 10b5-1 trading plan entered into on March 7, 2011.
  2. Between March 31, 2011 and May 18, 2011, the reporting person acquired an additional 279 shares of AES Common stock at an average price of $12.90 pursuant to The AES Retirement Savings Plan. This information is based upon a plan statement dated May 18, 2011.
  3. This option vested in two equal installments on February 12, 2004 and 2005.