Filing Details
- Accession Number:
- 0001104659-22-012775
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-02-07 16:06:02
- Reporting Period:
- 2022-02-03
- Accepted Time:
- 2022-02-07 16:06:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1819142 | Ses Ai Corp | SES | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 938198 | M Robert Friedland | C/O Ivanhoe Capital Acquisition Corp. 1177 Avenue Of The Americas, 5Th Floor New York NY 10036 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2022-02-03 | 200,000 | $0.00 | 200,000 | No | 4 | C | Direct | |
| Class A Common Stock | Acquisiton | 2022-02-04 | 40,000 | $7.57 | 240,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Ordinary Shares | Class A Ordinary Shares | Disposition | 2022-02-03 | 200,000 | $0.00 | 200,000 | $0.00 |
| Class A Ordinary Shares | Public Warrants | Disposition | 2022-02-03 | 79,166 | $0.00 | 79,166 | $11.50 |
| Class A Common Stock | Public Warrants | Acquisiton | 2022-02-03 | 79,166 | $0.00 | 79,166 | $11.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | C | Direct | ||
| 0 | 2022-03-05 | 2027-02-03 | No | 4 | C | Direct |
| 79,166 | 2022-03-05 | 2027-02-03 | No | 4 | C | Direct |
Footnotes
- In connection with the consummation of the transactions contemplated by the Business Combination Agreement, dated July 12, 2021 (as amended on September 20, 2021), by and among Ivanhoe Capital Acquisition Corp. ("Ivanhoe"), Wormhole Merger Sub Pte. Ltd. and SES Holdings Pte. Ltd. (the transactions contemplated thereby, the "Business Combination"), Ivanhoe domesticated as a Delaware corporation (the "Domestication") and changed its name to "SES AI Corporation" ("New SES"). In connection with the Domestication, the reporting person's Class A ordinary shares, par value $0.0001 per share, of Ivanhoe were automatically converted into shares of Class A common stock of New SES, par value $0.0001 per share, on a one-for-one basis.
- The price reported in Column 4 is a weighted average price. These shares of Class A common stock of New SES were purchased in multiple transactions at prices ranging from $6.94 to $8.16. The reporting person undertakes to provide to New SES, any security holder thereof or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A common stock purchased at each separate price within the ranges set forth in this footnote.
- In connection with the consummation of the Business Combination and the Domestication, the reporting person's public warrants of Ivanhoe were automatically converted into warrants to purchase shares of Class A common stock of New SES at an exercise price of $11.50 per whole share, subject to adjustment, on a one-for-one basis.
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