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Home > Insider Trading > Filing (0001209191-11-030102)

Filing Details

Accession Number:: 0001209191-11-030102
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-05-20 16:49:57
Reporting Period:: 2011-05-20

Filing Date:: 2011-05-20
Accepted Time:: 2011-05-20 16:49:57
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
883975	Stemcells Inc	STEM	Biological Products, (No Disgnostic Substances) (2836)	943078125

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1230632	Ann Tsukamoto	C/O Stemcells, Inc. 3155 Porter Drive Palo Alto CA 94304	Evp, Research And Development	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2011-05-20	49,100	$0.68	794,600	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	22,834	Indirect	Family Trust
Common Stock	54,223	Indirect	By 401(k) Plan

Footnotes

Includes (1) 700,000 restricted stock units, with 233,333 vesting on each of June 1, 2011, June 1, 2012 and June 1, 2013 and (2) 46,666 restricted stock units, with 23,333 vesting on each of May 15, 2012 and May 15, 2013.
22,834 shares held in trust as to which Dr. Tsukamoto disclaims beneficial ownership.
Shares held in 401(k) account, in accordance with issuer's employer-match policies.