Filing Details

Accession Number:
0001709738-22-000001
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2022-02-04 17:35:51
Reporting Period:
2021-06-23
Accepted Time:
2022-02-04 17:35:51
Original Submission Date:
2021-06-25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1500198 Neuroone Medical Technologies Corp NMTC Surgical & Medical Instruments & Apparatus (3841) 270863354
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1709738 Mark Christianson 7599 Anagram Drive
Eden Prairie MN 55344
Business Development Director No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-06-23 11,300 $6.74 351,769 No 4 S Direct
Common Stock Disposition 2021-06-24 600 $6.30 351,169 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares of the issuer's common stock were sold in multiple transactions at prices ranging from $6.50 to $6.97, inclusive. The reporting person undertakes to provide the issuer, any securityholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock sold at each separate price within the range set forth in this footnote.
  2. This amendment is being filed to correct the number of shares beneficially owned by the reporting person following the reported transaction. The issuer effected a one-for-three reverse stock split of shares of its common stock on March 31, 2021, and the total number of shares held by the reporting person has been corrected to adjust for the split.