Filing Details

Accession Number:
0001398344-22-002177
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-02-04 17:01:00
Reporting Period:
2022-02-02
Accepted Time:
2022-02-04 17:01:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
813623 Swiss Helvetia Fund Inc. SWZ () 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1341021 Andrew Dakos Park 80 West-Plaza Two
250 Pehle Ave., Suite 708
Saddle Brook NJ 07663
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-02-02 428 $9.38 1,428 No 4 P Indirect Limited Partnership
Common Stock Acquisiton 2022-02-03 572 $9.31 2,000 No 4 P Indirect Limited Partnership
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Limited Partnership
No 4 P Indirect Limited Partnership
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 64 Direct
Footnotes
  1. Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.