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Filing Details

Accession Number:: 0001493152-22-003143
Form Type:: 5
Zero Holdings:: No
Publication Time:: 2022-02-03 19:55:24
Reporting Period:: 2021-12-03

Accepted Time:: 2022-02-03 19:55:24
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
318673	Security National Financial Corp	SNFCA	Finance Services (6199)	870345941

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1268844	M Scott Quist	7 Wanderwood Way Sandy UT 84092	Board Chair, Pres, Ceo	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class C Common Stock	Acquisiton	2021-12-01	104,656	$5.83	104,656	No	5	M	Direct
Class A Common Stock	Acquisiton	2021-12-29	69,177	$5.83	173,833	No	5	J	Direct
Class C Common Stock	Disposition	2021-12-29	69,177	$5.83	104,656	No	5	J	Direct
Class A Common Stock	Disposition	2021-12-29	69,177	$5.83	35,479	No	5	M	Direct
Class C Common Stock	Disposition	2021-12-29	13,837	$8.81	21,642	No	5	S	Direct
Class C Common Stock	Disposition	2021-12-29	21,642	$5.83	0	No	5	G	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	5	M	Direct
No	5	J	Direct
No	5	J	Direct
No	5	M	Direct
No	5	S	Direct
No	5	G	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class C Common Stock	Employee Stock Option (right to buy)	Disposition	2016-12-02	104,656	$5.83	104,656	$5.83
Class A Common Stock	Employee Stock Option (right to buy)	Acquisiton	2017-12-01	93,443	$4.42	93,443	$4.42
Class A Common Stock	Employee Stock Option (right to buy)	Acquisiton	2018-11-30	83,059	$5.07	83,059	$5.07
Class C Common Stock	Employee Stock Option (right to buy)	Acquisiton	2019-12-06	56,504	$5.04	56,504	$5.04
Class C Common Stock	Employee Stock Option (right to buy)	Acquisiton	2020-03-27	53,813	$3.66	53,813	$3.66
Class C Common Stock	Employee Stock Option (right to buy)	Acquisiton	2021-12-03	50,000	$9.48	50,000	$9.48

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2017-03-02	2021-12-02	No	5	M	Direct
93,443	2018-03-01	2022-12-01	No	5	A	Direct
83,059	2019-02-28	2023-11-30	No	5	A	Direct
56,504	2020-03-06	2024-12-06	No	5	A	Direct
53,813	2020-06-27	2025-03-27	No	5	A	Direct
50,000	2022-03-03	2026-12-03	No	5	A	Direct

Footnotes

Pursuant to an exchange of shares of Class A Common Stock from the George R. and Shirley C. Quist Family Partnership Ltd. (the "Family Partnership") to the reporting person.
Pursuant to an exchange of shares of Class C Common Stock from the reporting person to the Family Partnership.
This option was granted on December 2, 2016 as an option for either 80,000 shares of Class A Common Stock at an exercise price of $7.73 per share or 80,000 shares of Class C Common Stock at an exercise price of $7.73 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 80,000 shares of Class C Common Stock at an exercise price of $7.73 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020, and a 5% stock dividend paid on July 16, 2021.
This option was granted on December 1, 2017 as an option for 75,000 shares of Class A Common Stock at an exercise price of $5.56 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020, and a 5% stock dividend paid on July 16, 2021.
This option was granted on November 30, 2018 as an option for 70,000 shares of Class A Common Stock at an exercise price of $6.07 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 1, 2019, a 2 1/2% stock dividend paid on July 17, 2020, and a 5% stock dividend paid on July 16, 2021.
This option was granted on December 6, 2019 as an option for either 50,000 shares of Class A Common Stock at an exercise price of $6.01 per share or 50,000 shares of Class C Common Stock at an exercise price of $6.01 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 50,000 shares of Class C Common Stock at an exercise price of $6.01 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020, and a 5% stock dividend paid on July 16, 2021.
This option was granted on March 27, 2020 as an option for either 50,000 shares of Class A Common Stock at an exercise price of $4.16 per share or 50,000 shares of Class C Common Stock at an exercise price of $4.16 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 50,000 shares of Class C Common Stock at an exercise price of $4.16 per share, a 2 1/2% stock dividend paid on July 17, 2020, and a 5% stock dividend paid on July 16, 2021.
This option was granted on December 3, 2021 as an option for either 50,000 shares of Class A Common Stock at an exercise price of $9.48 per share or 50,000 shares of Class C Common Stock at an exercise price of $9.48 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 50,000 shares of Class C Common Stock at an exercise price of $9.48 per share. The option vests in four quarterly installments of Class C Common Stock, beginning on March 3, 2022, until such shares are fully vested.