Filing Details

Accession Number:
0001628280-22-001795
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-02-03 18:04:59
Reporting Period:
2022-02-01
Accepted Time:
2022-02-03 18:04:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1820953 Affirm Holdings Inc. AFRM () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1715913 Michael Linford C/O Affirm Holdings, Inc.
650 California Street
San Francisco CA 94108
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2022-02-01 3,333 $0.00 51,372 No 4 M Direct
Class A Common Stock Disposition 2022-02-01 1,464 $67.48 49,908 No 4 F Direct
Class A Common Stock Acquisiton 2022-02-01 48,150 $5.39 98,058 No 4 M Direct
Class A Common Stock Disposition 2022-02-01 2,852 $63.19 95,206 No 4 S Direct
Class A Common Stock Disposition 2022-02-01 5,999 $64.47 89,207 No 4 S Direct
Class A Common Stock Disposition 2022-02-01 11,256 $65.43 77,951 No 4 S Direct
Class A Common Stock Disposition 2022-02-01 16,086 $66.39 61,865 No 4 S Direct
Class A Common Stock Disposition 2022-02-01 11,957 $67.27 49,908 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Restricted Stock Units Disposition 2022-02-01 3,333 $0.00 3,333 $0.00
Class A Common Stock Stock Option (Right to Buy) Disposition 2022-02-01 48,150 $0.00 48,150 $5.39
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
36,667 2027-12-31 No 4 M Direct
1,258,870 2028-08-26 No 4 M Direct
Footnotes
  1. Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock.
  2. Represents the number of shares of the Issuer's Common Stock withheld to satisfy the Reporting Person's tax obligation in connection with the settlement of shares of Common Stock underlying the Reporting Person's restricted stock units that vested on February 1, 2022.
  3. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2021.
  4. Represents the weighted average sale price of the shares sold from $62.80 to $63.60 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  5. Represents the weighted average sale price of the shares sold from $63.87 to $64.86 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  6. Represents the weighted average sale price of the shares sold from $64.87 to $65.86 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  7. Represents the weighted average sale price of the shares sold from $65.87 to $66.86 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  8. Represents the weighted average sale price of the shares sold from $66.87 to $67.84 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  9. RSUs vest with respect to the shares of Class A Common Stock underlying the RSUs in monthly installments for a period of twenty-four months beginning on January 1, 2021, the vesting commencement date, subject to the Reporting Person's continued employment with the Issuer as of each vesting date.
  10. Stock options vest with respect to 1/4 of the shares of the Issuer's Class A common stock, par value $0.00001 per share ("Class A Common Stock"), underlying the stock option on the one-year anniversary of August 27, 2018, the vesting commencement date, and the remaining 3/4 of the shares underlying the option vest in equal monthly installments over the subsequent three years, in each case subject to continued service with the Issuer. The Reporting Person can elect to exercise the stock options at any time, provided that the shares acquired upon exercise remain subject to the applicable vesting schedule.