Filing Details

Accession Number:
0001645842-22-000011
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-02-02 18:03:53
Reporting Period:
2022-01-31
Accepted Time:
2022-02-02 18:03:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1645842 Zymergen Inc. ZY Services-Commercial Physical & Biological Research (8731) 462942439
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1845655 Zachariah Serber 5980 Horton Street, Suite 105
Emeryville CA 94608
Chief Science Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2022-01-31 5,435 $5.03 2,385,785 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 40,000 Indirect See Footnote
Common Stock 40,000 Indirect See Footnote
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 23, 2021 that provides for the sale of up to 250,000 shares over the next ten (10) months, which started January 24, 2022.
  2. Transaction executed in multiple trades at prices ranging from $4.74 to $5.19 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
  3. Held by the Rorik Serber 2021 Irrevocable Trust.
  4. Held by spouse as custodian for children under the California Uniform Transfer to Minors Act.