Filing Details

Accession Number:
0001127602-22-003011
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-02-02 17:16:49
Reporting Period:
2022-01-31
Accepted Time:
2022-02-02 17:16:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
4962 American Express Co AXP Finance Services (6199) 134922250
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1326109 J Stephen Squeri 200 Vesey Street, American Express Tower
New York NY 10285-5001
Chairman And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-01-31 26,260 $86.84 96,613 No 4 M Direct
Common Stock Acquisiton 2022-01-31 6,777 $83.30 103,390 No 4 M Direct
Common Stock Acquisiton 2022-01-31 175,000 $95.52 278,390 No 4 M Direct
Common Stock Acquisiton 2022-02-01 59,619 $95.92 338,009 No 4 M Direct
Common Stock Disposition 2022-02-01 53,264 $176.94 284,745 No 4 S Direct
Common Stock Disposition 2022-02-01 128,353 $177.71 156,392 No 4 S Direct
Common Stock Disposition 2022-02-01 26,420 $178.36 129,972 No 4 S Direct
Common Stock Disposition 2022-02-01 18,593 $181.22 111,379 No 4 S Direct
Common Stock Disposition 2022-02-01 22,757 $182.32 88,622 No 4 S Direct
Common Stock Disposition 2022-02-01 18,269 $182.81 70,353 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2022-01-31 26,260 $0.00 26,260 $86.64
Common Stock Employee Stock Option (Right to Buy) Disposition 2022-01-31 6,777 $0.00 6,777 $83.30
Common Stock Employee Stock Option (Right to Buy) Disposition 2022-01-31 175,000 $0.00 175,000 $95.52
Common Stock Employee Stock Option (Right to Buy) Disposition 2022-02-01 59,619 $0.00 59,619 $95.52
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2017-01-28 2024-01-28 No 4 M Direct
0 2018-01-26 2025-01-26 No 4 M Direct
59,619 2020-10-31 2024-10-31 No 4 M Direct
0 2020-10-31 2024-10-31 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 38,750 Indirect by 2020 GRAT
Common Stock 137,127 Indirect by GRAT
Common Stock 123 Indirect 401(k) Trust
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $176.31 to $177.30. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $177.3050 to $178.2879. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $178.29 to $178.49. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $180.74 to $181.71. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $181.72 to $182.62. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
  6. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $182.63 to $183.0763. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
  7. Includes shares acquired pursuant to dividend reinvestment.
  8. Includes shares acquired pursuant to dividend reinvestment.
  9. Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.