Filing Details

Accession Number:
0001019056-22-000119
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-02-02 17:04:16
Reporting Period:
2022-01-31
Accepted Time:
2022-02-02 17:04:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1137091 Power Solutions International Inc. PSIX () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1070170 Neil Gagnon 1370 Avenue Of The Americas
24Th Floor
New York NY 10019
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Acquisiton 2022-01-31 408 $2.50 18,078 No 4 P Indirect By self as Trustee of Gagnon Securities LLC Profit Sharing Plan
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By self as Trustee of Gagnon Securities LLC Profit Sharing Plan
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share 428,922 Direct
Common Stock, Par Value $0.001 Per Share 109,043 Indirect By Limited Partner of the Family Partnership
Common Stock, Par Value $0.001 Per Share 626,584 Indirect By Managing Member as General Partner of Gagnon Investment Associates
Common Stock, Par Value $0.001 Per Share 70,180 Indirect By Managing Member as General Partner of Darwin Partnership
Footnotes
  1. Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provide investment management services to investment vehicles and managed accounts (collectively, the "Accounts"), and as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any.
  2. The Form 3 filed on February 1, 2022 erroneously attributed interest in 2,818 shares to Mr. Gagnon's direct ownership instead of to Mr. Gagnon as Trustee of Gagnon Securities LLC Profit Sharing Plan. The amounts reported under Column 5 of this Form 4 have been corrected.