Filing Details
- Accession Number:
- 0001209191-22-006163
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-02-01 21:16:32
- Reporting Period:
- 2022-01-28
- Accepted Time:
- 2022-02-01 21:16:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1708176 | Hall Of Fame Resort & Entertainment Co | HOFV | Services-Miscellaneous Amusement & Recreation (7990) | 843235695 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1816269 | S Michael Levy | 2626 Fulton Drive Nw Canton OH 44718 | President Of Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-01-28 | 4,971 | $0.00 | 248,992 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2022-02-01 | 1,634 | $1.11 | 247,358 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Footnotes
- Represents fully vested shares of common stock received at the election of the reporting person under the Hall of Fame Resort & Entertainment Company Amended 2020 Omnibus Incentive Plan as partial payment of the first of two installments of the reporting person's annual bonus for 2021.
- Includes: (i) 55,742 unvested restricted stock units ("RSUs") that were granted on September 22, 2020 and vest on July 1, 2022; and (ii) 70,176 unvested RSUs that were granted on January 22, 2021 and vest in two equal installments on January 22, 2023 and January 22, 2024.
- This sale was made by the reporting person to cover tax liabilities pursuant to Hall of Fame Resort & Entertainment Company's (the "Company") mandatory sell-to-cover policy in connection with the grant of fully vested shares of common stock and does not represent a discretionary transaction by the reporting person.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.11 to $1.12, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.
Billionaire Hedge Funds
