Filing Details

Accession Number:
0001209191-22-006072
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-02-01 19:23:14
Reporting Period:
2022-01-28
Accepted Time:
2022-02-01 19:23:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1783879 Robinhood Markets Inc. HOOD () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1237289 D Scott Sandell 1954 Greenspring Drive
Suite 600
Timonium MD 21093
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2022-01-28 21,794,173 $0.00 43,588,345 No 4 J Indirect See Note 2
Class A Common Stock Acquisiton 2022-01-28 326,913 $0.00 348,657 No 4 J Indirect See Note 4
Class A Common Stock Disposition 2022-01-28 348,657 $0.00 0 No 4 J Indirect See Note 4
Class A Common Stock Disposition 2022-01-28 2,028,736 $0.00 4,057,472 No 4 J Indirect See Note 7
Class A Common Stock Acquisiton 2022-01-28 30,431 $0.00 52,175 No 4 J Indirect See Note 9
Class A Common Stock Disposition 2022-01-28 52,175 $0.00 0 No 4 J Indirect See Note 9
Class A Common Stock Acquisiton 2022-01-28 14,314 $0.00 14,314 No 4 J Indirect See Note 12
Class A Common Stock Acquisiton 2022-01-28 2,269 $0.00 2,269 No 4 J Indirect See Note 14
Class A Common Stock Acquisiton 2022-01-28 2,269 $0.00 2,269 No 4 J Indirect See Note 16
Class A Common Stock Acquisiton 2022-01-28 1,952 $0.00 2,082 No 4 J Indirect See Note 19
Class A Common Stock Disposition 2022-01-31 2,082 $14.22 0 No 4 S Indirect See Note 19
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Indirect See Note 2
No 4 J Indirect See Note 4
No 4 J Indirect See Note 4
No 4 J Indirect See Note 7
No 4 J Indirect See Note 9
No 4 J Indirect See Note 9
No 4 J Indirect See Note 12
No 4 J Indirect See Note 14
No 4 J Indirect See Note 16
No 4 J Indirect See Note 19
No 4 S Indirect See Note 19
Footnotes
  1. New Enterprise Associates 15, L.P. ("NEA 15") made a pro rata distribution for no consideration of an aggregate of 21,794,173 shares of Class A Common Stock of the Issuer to its general partner and limited partners on January 28, 2022.
  2. The Reporting Person is a manager of NEA 15 GP, LLC ("NEA 15 GP"), which is the sole general partner of NEA Partners 15, L.P. ("NEA Partners 15"). NEA Partners 15 is the sole general partner of NEA 15, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA 15 in which the Reporting Person has no pecuniary interest.
  3. NEA Partners 15 received 326,913 shares of Class A Common Stock of the Issuer in the distribution by NEA 15 on January 28, 2022.
  4. The Reporting Person is a manager of NEA 15 GP, which is the sole general partner of NEA Partners 15, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA Partners 15 in which the Reporting Person has no pecuniary interest.
  5. NEA Partners 15 made a pro rata distribution for no consideration of an aggregate of 348,657 shares of Class A Common Stock of the Issuer to its limited partners on January 28, 2022.
  6. New Enterprise Associates 17, L.P. ("NEA 17") made a pro rata distribution for no consideration of an aggregate of 2,028,736 shares of Class A Common Stock of the Issuer to its general partner and limited partners on January 28, 2022.
  7. The Reporting Person is a manager of NEA 17 GP, LLC ("NEA 17 GP"), which is the sole general partner of NEA Partners 17, L.P. ("NEA Partners 17"). NEA Partners 17 is the sole general partner of NEA 17, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA 17 in which the Reporting Person has no pecuniary interest.
  8. NEA Partners 17 received 30,431 shares of Class A Common Stock of the Issuer in the distribution by NEA 17 on January 28, 2022.
  9. The Reporting Person is a manager of NEA 17 GP, which is the sole general partner of NEA Partners 17, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA Partners 17 in which the Reporting Person has no pecuniary interest.
  10. NEA Partners 17 made a distribution for no consideration of an aggregate of 52,175 shares of Class A Common Stock of the Issuer to a limited partner on January 28, 2022.
  11. The Reporting Person, as trustee of the Blue Mountain Trust, dated April 29, 2019 (the "Blue Mountain Trust"), received 14,314 shares of Class A Common Stock of the Issuer in the distribution by NEA Partners 15 on January 28, 2022.
  12. The Reporting Person is the trustee of the Blue Mountain Trust, which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the 1934 Act, as amended, or otherwise of such portion of the securities held by the Blue Mountain Trust in which the Reporting Person has no pecuniary interest.
  13. Genevieve P. Hardigg, as trustee of the Scott Sandell Rising River Trust, dated December 20, 2012 (the "Scott Sandell Rising River Trust"), received 2,269 shares of Class A Common Stock of the Issuer in the distribution by NEA Partners 15 on January 28, 2022.
  14. The securities are held directly by the Scott Sandell Rising River Trust. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by the Scott Sandell Rising River Trust in which the Reporting Person has no pecuniary interest.
  15. Genevieve P. Hardigg, as trustee of the Jennifer Ayer Sandell Rising River Trust, dated December 20, 2012 (the "Jennifer Sandell Rising River Trust"), received 2,269 shares of Class Common Stock of the Issuer in the distribution by NEA Partners 15 on January 28, 2022.
  16. The securities are held directly by the Jennifer Sandell Rising River Trust. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by the Jennifer Sandell Rising River Trust in which the Reporting Person has no pecuniary interest.
  17. New Enterprise Associates, LLC ("NEA LLC") received 1,952 shares of Class A Common Stock of the Issuer in the distribution by NEA 15 on January 28, 2022.
  18. Includes 65 shares of Class A Common Stock of the Issuer received by NEA LLC in a distribution by NEA 15 on October 27, 2021 and 65 shares of Class A Common Stock of the Issuer received by NEA LLC in a distribution by NEA 15 on November 10, 2021 and in each case not previously reported.
  19. The Reporting Person is a member of the Board of Directors of NEA LLC, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA LLC in which the Reporting Person has no pecuniary interest.
  20. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.1799 to $14.23, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (20) to this Form 4.