Filing Details

Accession Number:
0000720672-11-000066
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-05-20 10:07:32
Reporting Period:
2011-05-18
Filing Date:
2011-05-20
Accepted Time:
2011-05-20 10:07:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
720672 Stifel Financial Corp SF Security Brokers, Dealers & Flotation Companies (6211) 431273600
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1180238 M James Oates 534 Lake Shore Road
P.o. Box 250
Elkins NH 03233
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-05-18 10,000 $40.10 65,450 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 573 Indirect by Spouse
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Phantom Stock Units $0.00 19,290 19,290 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
19,290 19,290 Direct
Footnotes
  1. Currently exercisable.
  2. No expiration date for these Units.