Filing Details

Accession Number:
0001062993-22-001867
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-01-31 16:24:47
Reporting Period:
2022-01-27
Accepted Time:
2022-01-31 16:24:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1205922 Vaccinex Inc. VCNX Pharmaceutical Preparations (2834) 161603202
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1268239 Albert Friedberg 220 Bay Street
Suite 600
Toronto A6 M5J 2W4
Yes No Yes No
1678258 Fcmi Parent Co. 220 Bay Street
Suite 600
Toronto A6 M5J 2W4
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-01-27 1,801,801 $1.11 3,511,894 No 4 P Indirect By Friedberg Global-Macro Hedge Fund Ltd.
Common Stock Acquisiton 2022-01-27 1,801,801 $1.11 11,580,436 No 4 P Indirect By FCMI Parent Co.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Friedberg Global-Macro Hedge Fund Ltd.
No 4 P Indirect By FCMI Parent Co.
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 439,555 Direct
Common Stock 37,633 Indirect By Pan-Atlantic Bank & Trust Ltd.
Footnotes
  1. Mr. Friedberg is the majority owner of Pan Atlantic Bank & Trust Ltd. and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
  2. Mr. Friedberg possesses voting and dispositive power over the reported securities and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
  3. Mr. Friedberg is the majority owner, a director and the president of FCMI Parent Co. and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
  4. Includes 967,983 shares previously reported as being held indirectly through FCMI Financial Corporation.