Filing Details

Accession Number:
0001209191-22-005384
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-01-28 16:16:52
Reporting Period:
2022-01-26
Accepted Time:
2022-01-28 16:16:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1675149 Alcoa Corp AA Primary Production Of Aluminum (3334) 811789115
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1808037 A Tammi Jones 201 Isabella Street
Suite 500
Pittsburgh PA 15212
Evp & Chro No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2022-01-26 6,590 $0.00 47,482 No 4 A Direct
Common Stock, Par Value $0.01 Per Share Acquisiton 2022-01-26 888 $37.68 48,370 No 4 M Direct
Common Stock, Par Value $0.01 Per Share Acquisiton 2022-01-26 2,900 $53.30 51,270 No 4 M Direct
Common Stock, Par Value $0.01 Per Share Disposition 2022-01-26 9,340 $62.55 41,930 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Acquisiton 2022-01-26 990 $0.00 7,599 No 4 A Indirect By Spouse
Common Stock, Par Value $0.01 Per Share Acquisiton 2022-01-26 1,700 $53.30 9,299 No 4 M Indirect By Spouse
Common Stock, Par Value $0.01 Per Share Acquisiton 2022-01-26 2,030 $27.96 11,329 No 4 M Indirect By Spouse
Common Stock, Par Value $0.01 Per Share Disposition 2022-01-26 3,730 $61.63 7,599 No 4 S Indirect By Spouse
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 A Indirect By Spouse
No 4 M Indirect By Spouse
No 4 M Indirect By Spouse
No 4 S Indirect By Spouse
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2022-01-26 888 $0.00 888 $37.68
Common Stock Employee Stock Option (right to buy) Disposition 2022-01-26 2,900 $0.00 2,900 $53.30
Common Stock Employee Stock Option (right to buy) Disposition 2022-01-26 1,700 $0.00 1,700 $53.30
Common Stock Employee Stock Option (right to buy) Disposition 2022-01-26 2,030 $0.00 2,030 $27.96
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2018-02-02 2027-02-02 No 4 M Direct
0 2019-01-24 2028-01-24 No 4 M Direct
0 2019-01-24 2028-01-24 No 4 M Indirect
0 2020-01-24 2029-01-24 No 4 M Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share 56 Indirect By Company 401(k) Plan
Footnotes
  1. Award of restricted stock units, which are settled in stock upon vesting, generally on the third anniversary of the date of grant.
  2. The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $62.4500 - $62.6100. The reporting person undertakes to provide to Alcoa Corporation, any security holder of Alcoa Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
  3. Fluctuations in 401(k) share amounts reflect the plan's unit reporting method; units represent interests in the Company's stock fund.
  4. The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $61.6150- $61.6290. The reporting person undertakes to provide to Alcoa Corporation, any security holder of Alcoa Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
  5. This option vested in equal installments over three years beginning on the date shown.