Home > Insider Trading > Filing (0001209191-22-005371)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1675149	Alcoa Corp	AA	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1612161	Christopher Roy Harvey	201 Isabella Street Suite 500 Pittsburgh PA 15212-5858	President, Ceo & Director	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock, Par Value $0.01 Per Share	Acquisiton	2022-01-26	52,680	$0.00	560,010	No	4	A	Direct
Common Stock, Par Value $0.01 Per Share	Acquisiton	2022-01-26	248,936	$0.00	808,946	No	4	A	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2022-01-26	108,222	$60.75	700,724	No	4	F	Direct
Common Stock, Par Value $0.01 Per Share	Acquisiton	2022-01-26	27,474	$34.83	728,198	No	4	M	Direct
Common Stock, Par Value $0.01 Per Share	Acquisiton	2022-01-26	88,360	$37.68	816,558	No	4	M	Direct
Common Stock, Par Value $0.01 Per Share	Acquisiton	2022-01-26	73,290	$53.30	889,848	No	4	M	Direct
Common Stock, Par Value $0.01 Per Share	Acquisiton	2022-01-26	49,023	$27.96	938,871	No	4	M	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2022-01-26	197,310	$60.54	741,561	No	4	S	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2022-01-26	40,837	$60.98	700,724	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	A	Direct
No	4	A	Direct
No	4	F	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (right to buy)	Disposition	2022-01-26	27,474	$0.00	27,474	$34.83
Common Stock	Employee Stock Option (right to buy)	Disposition	2022-01-26	88,360	$0.00	88,360	$37.68
Common Stock	Employee Stock Option (right to buy)	Disposition	2022-01-26	73,290	$0.00	73,290	$53.30
Common Stock	Employee Stock Option (right to buy)	Disposition	2022-01-26	49,023	$0.00	49,023	$27.96

Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
2016-01-20	2025-01-20	No	4	M	Direct
2018-02-02	2027-02-02	No	4	M	Direct
2019-01-24	2028-01-24	No	4	M	Direct
2020-01-24	2029-01-24	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock, Par Value $0.01 Per Share	873	Indirect	By Company 401(k) Plan

Footnotes

Award of restricted stock units, which are settled in stock upon vesting, generally on the third anniversary of the date of grant.
Earned performance restricted stock units (PRSUs) granted in 2019.
Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of PRSUs granted in 2019.
The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $59.9100 - $60.9000. The reporting person undertakes to provide to Alcoa Corporation, any security holder of Alcoa Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $60.9100 - $61.2000. The reporting person undertakes to provide to Alcoa Corporation, any security holder of Alcoa Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
Fluctuations in 401(k) share amounts reflect the plan's unit reporting method; units represent interests in the Company's stock fund.
This option vested in equal installments over three years beginning on the date shown.