Filing Details

Accession Number:
0001213900-22-003971
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-01-27 16:05:14
Reporting Period:
2022-01-25
Accepted Time:
2022-01-27 16:05:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1823587 Sky Harbour Group Corp SKYH Real Estate Operators (No Developers) & Lessors (6510) DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1494582 Boston Omaha Corp C/O Boston Omaha Corporation
1601 Dodge Street, Suite 3300
Omaha NE 68102
No No Yes No
1689425 Buffett Alexander Rozek C/O Boston Omaha Corporation
1601 Dodge Street, Suite 3300
Omaha NE 68102
Yes No Yes No
1823571 Boc Yellowstone Llc C/O Boston Omaha Corporation
1601 Dodge Street, Suite 3300
Omaha NE 68102
No No Yes No
1832903 Boc Yellowstone Ii Llc C/O Boston Omaha Corporation
1601 Dodge Street, Suite 3300
Omaha NE 68102
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2022-01-25 4,500,000 $10.00 4,500,000 No 4 P Indirect See Footnote 1
Class A Common Stock Acquisiton 2022-01-25 3,193,474 $0.00 7,693,474 No 4 C Indirect See Footnote 2
Class A Common Stock Acquisiton 2022-01-25 206,250 $0.00 7,899,724 No 4 C Indirect See Footnote 3
Class A Common Stock Acquisiton 2022-01-25 5,500,000 $0.00 13,399,724 No 4 J Indirect See Footnote 4
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote 1
No 4 C Indirect See Footnote 2
No 4 C Indirect See Footnote 3
No 4 J Indirect See Footnote 4
Footnotes
  1. Consists of 4,500,000 shares of Class A common stock purchased by Boston Omaha Corporation upon the closing of the business combination between Yellowstone Acquisition Company and Sky Harbour LLC (the "Business Combination"). Mr. Rozek disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary indirect interest he may have therein as a stockholder of Boston Omaha Corporation.
  2. 3,193,474 of the reported shares were issued in connection with the automatic conversion of an equal number of shares of Class B common stock which converted to Class A common stock upon the closing of the Business Combination. These shares are held directly by BOC Yellowstone I and Alex B. Rozek is a manager of BOC Yellowstone LLC, which is owned by Boston Omaha Corporation. As such, he may be deemed to have or share beneficial ownership of the Class A common stock held directly by BOC Yellowstone LLC. Mr. Rozek disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary indirect interest he may have therein as a stockholder of Boston Omaha Corporation.
  3. 206,250 of the reported shares and their applicable underlying derivative securities are held directly by BOC Yellowstone II LLC. BOC Yellowstone LLC is the sole managing member of BOC Yellowstone II LLC, and Alex B. Rozek is a manager of BOC Yellowstone LLC, which is owned by Boston Omaha Corporation. As such, he may be deemed to have or share beneficial ownership of the Class A common stock held directly by BOC Yellowstone II LLC. Mr. Rozek disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary indirect interest he may have therein as a stockholder of Boston Omaha Corporation. As such, he may be deemed to have or share beneficial ownership of the Class A common stock held directly by BOC Yellowstone II LLC. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.
  4. 5,500,000 of the reported shares were issued in connection with the automatic conversion of Series B Preferred Units of Sky Harbour LLC purchased in August 2021 and which convert to 5,500,000 shares of Class A common stock upon the closing of the Business Combination. These shares are held by Boston Omaha Corporation and Alex B. Rozek is a director of Boston Omaha Corporation. As such, he may be deemed to have or share beneficial ownership of the Class A common stock held directly by Boston Omaha Corporation. Mr. Rozek disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary indirect interest he may have therein as a stockholder of Boston Omaha Corporation.