Filing Details

Accession Number:
0001127602-22-002078
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-01-25 17:28:26
Reporting Period:
2022-01-21
Accepted Time:
2022-01-25 17:28:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1174850 Nicolet Bankshares Inc NCBS National Commercial Banks (6021) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1664661 Peter Eric Radzak C/O Nicolet National Bank
111 North Washington Street
Green Bay WI 54301
Corp Dev Off Nicolet Nat Bank No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-01-21 5,000 $30.80 6,746 No 4 M Direct
Common Stock Disposition 2022-01-21 5,000 $91.53 1,746 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2022-01-21 5,000 $0.00 5,000 $30.80
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
20,000 2025-06-17 No 4 M Direct
Footnotes
  1. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.50 to $91.72, inclusive. Mr. Radzak undertakes to provide to Nicolet Bankshares, Inc., any security holder of Nicolet Bankshares, Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
  2. Includes an additional 35 shares acquired by Mr. Radzak under the Employee Stock Purchase Plan, since Mr. Radzak's previous Form 4 filing, November 24, 2021. Mr. Radzak owns a total of 638 shares in the Employee Stock Purchase Plan as of the date of this report.
  3. The remaining 20,000 non-qualified options are fully vested and exercisable The options vested in five annual installments of 5,000 shares annually on June 17 of each year, beginning on June 17, 2016 and fully vested on June 17, 2020.