Filing Details

Accession Number:
0001209191-22-004431
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-01-21 16:24:58
Reporting Period:
2022-01-20
Accepted Time:
2022-01-21 16:24:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
895421 Morgan Stanley MS Security Brokers, Dealers & Flotation Companies (6211) 363145972
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1362383 M Andrew Saperstein C/O Morgan Stanley
1585 Broadway
New York NY 10036
Co-President/Head Of Wm No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-01-20 52,062 $0.00 227,309 No 4 A Direct
Common Stock Disposition 2022-01-20 15,262 $95.73 212,047 No 4 F Direct
Common Stock Disposition 2022-01-20 15,471 $96.80 196,576 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 F Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,153 Indirect By 401(k) Plan
Footnotes
  1. Restricted Stock Units granted in 2022 as part of 2021 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1.
  2. Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 18, 2019.