Filing Details

Accession Number:
0001437749-22-001034
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-01-18 11:09:23
Reporting Period:
2022-01-13
Accepted Time:
2022-01-18 11:09:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1001385 Northwest Pipe Co NWPX Steel Pipe & Tubes (3317) 930557988
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1228503 J Scott Montross 201 Ne Park Plaza Drive
Suite 100
Vancouver WA 98684
President & Ceo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2022-01-13 200 $30.63 83,654 No 4 S Direct
Common Stock Disposition 2022-01-14 200 $30.16 83,454 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Restricted Stock $0.00 14,873 14,873 Direct
Common Stock Performance Shares $0.00 36,187 36,187 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
14,873 14,873 Direct
36,187 36,187 Direct
Footnotes
  1. Sale of stock pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person.
  2. This transaction was executed in multiple trades at prices ranging from $30.61 to $30.64 per share. The price reported reflects the weighted average sale price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. This transaction was executed in multiple trades at prices ranging from $30.10 to $30.265 per share. The price reported reflects the weighted average sale price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.
  5. The Restricted Stock Units vest in installments in January of 2022, 2023 and 2024.
  6. Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.
  7. The Performance Shares vest in installments in March of 2022, 2023 and 2024.