Filing Details

Accession Number:
0001567619-22-001194
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-01-14 15:22:47
Reporting Period:
2021-12-04
Accepted Time:
2022-01-14 15:22:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1755953 Akerna Corp. KERN Services-Computer Processing & Data Preparation (7374) 832242651
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1805209 Jr Ray Cecil Thompson C/O Akerna Corp.
1550 Larimer Street, Suite 246
Denver CO 80202
Chief Operating Officer No Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2021-12-04 465 $2.15 49,656 No 4 P Direct
Common Shares Acquisiton 2021-12-04 655 $2.29 50,311 No 4 P Direct
Common Shares Acquisiton 2021-12-21 5,000 $0.00 55,311 No 4 M Direct
Common Shares Disposition 2021-12-21 1,230 $2.00 54,081 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 M Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Restricted Stock Units Disposition 2021-12-21 5,000 $0.00 5,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
15,000 No 4 M Direct
Footnotes
  1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
  2. The restricted stock units were granted on April 26, 2021, and vest as follows: 1/4 on December 1, 2021; 1/4 on December 1, 2022; 1/4 on December 1, 2023; and 1/4 on December 1, 2024; provided that the RSUs shall vest immediately upon a change in control. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.