Filing Details

Accession Number:
0001209191-22-003062
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-01-12 16:35:21
Reporting Period:
2022-01-11
Accepted Time:
2022-01-12 16:35:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1619856 Caribou Biosciences Inc. CRBU Biological Products, (No Disgnostic Substances) (2836) 453728228
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1871155 Ryan Fischesser C/O Caribou Biosciences, Inc.
2929 7Th Street, Suite 105
Berkeley CA 94710
Vp Of Finance And Controller No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-01-11 569 $2.69 102,264 No 4 P Direct
Common Stock Acquisiton 2022-01-11 6,818 $4.11 109,082 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option to purchase Common Stock Disposition 2022-01-11 569 $0.00 569 $2.69
Common Stock Option to purchase Common Stock Disposition 2022-01-11 6,818 $0.00 6,818 $4.11
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
6,815 2029-03-18 No 4 X Direct
20,452 2031-03-29 No 4 X Direct
Footnotes
  1. These shares were acquired pursuant to the exercise of a stock option, as reported in Table II below.
  2. The exercise price for this stock option was incorrectly reported as $2.68 per share on the reporting person's Form 3 filed on July 23, 2021.
  3. The shares subject to this option have vested or will vest in equal monthly installments until the option is fully vested on January 1, 2023, subject to the reporting person's continued service to the Issuer through the applicable vesting dates.
  4. 1/4th of the shares subject to this option vested on January 1, 2022 and an additional 1/48th of the aggregate number of shares subject to the option have vested or will vest on the corresponding day of each month thereafter, subject to the reporting person's continued services to the Issuer through the applicable vesting dates.