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Home > Insider Trading > Filing (0000899243-22-001583)

Filing Details

Accession Number:
0000899243-22-001583
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-01-11 16:30:58
Reporting Period:
2022-01-07
Accepted Time:
2022-01-11 16:30:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1776197 Akumin Inc. AKU () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1056313 Stacy G Smith 3131 Turtle Creek Blvd., #302
Dallas TX 75219		 No No Yes No
1638046 Scw Capital, Lp 3131 Turtle Creek Blvd., #302
Dallas TX 75219		 No No Yes No
1738045 Scw Capital Management, Lp 3131 Turtle Creek Blvd., #302
Dallas TX 75219		 No No Yes No
1738855 Scw Capital Qp, Lp 3131 Turtle Creek Blvd., #302
Dallas TX 75219		 No No Yes No
1820813 Scw Single-Asset Partnership, Lp 3131 Turtle Creek Blvd., #302
Dallas TX 75219		 No No Yes No
1823555 Scw Single-Asset Partnership Qp, Lp 3131 Turtle Creek Blvd., #302
Dallas TX 75219		 No No Yes No
1902816 N. Robert Cathey 3131 Turtle Creek Blvd., #302
Dallas TX 75219		 No No Yes No
1902856 Trinity Investment Group, Llc 3131 Turtle Creek Blvd., #302
Dallas TX 75219		 No No Yes No
1903982 R. John Wagner 3131 Turtle Creek Blvd., #302
Dallas TX 75219		 No No Yes No
Reported Non-Derivative Transactions
Show Other Fields >>
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Disposition 2022-01-07 75,000 $1.66 2,020,851 No 4 S Indirect See Footones
Common Shares Acquisiton 2022-01-07 75,000 $1.66 4,430,203 No 4 P Indirect See Footones
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footones
No 4 P Indirect See Footones
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares 1,903,597 Indirect See Footones
Common Shares 3,065,257 Indirect See Footones
Common Shares 60,000 Indirect See Footones
Common Shares 110,000 Indirect See Footones
Common Shares 33,309 Indirect See Footones
Footnotes
  1. Represents a cross-trade between SCW Capital, LP ("SCW Capital") and SCW Single-Asset Partnership, LP ("SCW Single-Asset Partnership"), in which SCW Single-Asset Partnership disposed of and SCW Capital acquired common shares of Akumin Inc. (the "Issuer"). The reported transactions occurred simultaneously at no profit to the reporting persons and resulted in no change in the aggregate beneficial ownership of the reporting persons that may be exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), pursuant to Rule 16a-13 thereunder.
  2. This statement is jointly filed by and on behalf of each of SCW Capital, SCW Capital QP, LP ("SCW Capital QP"), SCW Single-Asset Partnership, SCW Single-Asset Partnership QP, LP ("SCW Single-Asset Partnership QP"), Trinity Investment Group, LLC ("Trinity"), SCW Capital Management, LP ("SCW Capital Management"), Robert N. Cathey, John R. Wagner, and G. Stacy Smith. SCW Capital, SCW Capital QP, SCW Single-Asset Partnership, SCW Single-Asset Partnership QP, Mr. Cathey, Mr. Wagner, and Mr. Smith are the direct beneficial owners of the securities covered by this statement.
  3. SCW Capital Management is the investment manager of, and may be deemed to beneficially own securities owned by, each of SCW Capital, SCW Capital QP, SCW Single-Asset Partnership, and SCW Single-Asset Partnership QP. Trinity is the general partner of, and may be deemed to beneficially own securities owned by, each of SCW Capital, SCW Capital QP, SCW Single-Asset Partnership, SCW Single-Asset Partnership QP, and SCW Capital Management. Mr. Cathey, Mr. Wagner, and Mr. Smith are the co-managers of, and may each be deemed to beneficially own securities owned by, Trinity.
  4. Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities.
  5. Each reporting person may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.
  6. SCW Single-Asset Partnership, LP is the record and direct beneficial owner of these securities of the Issuer.
  7. SCW Capital, LP is the record and direct beneficial owner of these securities of the Issuer.
  8. SCW Capital QP, LP is the record and direct beneficial owner of these securities of the Issuer.
  9. SCW Single-Asset Partnership QP, LP is the record and direct beneficial owner of these securities of the Issuer.
  10. Robert N. Cathey is the record and direct beneficial owner of these securities of the Issuer.
  11. John R. Wagner is the record and direct beneficial owner of these securities of the Issuer.
  12. G. Stacy Smith is the record and direct beneficial owner of these securities of the Issuer.