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Filing Details

Accession Number:: 0001104659-22-002296
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2022-01-07 16:33:11
Reporting Period:: 2021-12-27

Accepted Time:: 2022-01-07 16:33:11
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1823144	Composecure Inc.	CMPO	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1587473	Jr. R Dixon Doll	2877 Paradise Road #702 Las Vegas NV 89109		No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2021-12-27	5,789,000	$0.00	5,789,000	No	4	M	Indirect	See footnote
Class A Common Stock	Acquisiton	2022-01-05	1,300	$7.52	1,300	No	4	P	Indirect	By daughter
Class A Common Stock	Acquisiton	2022-01-05	1,350	$7.54	1,350	No	4	P	Indirect	By son
Class A Common Stock	Acquisiton	2022-01-05	1,330	$7.64	1,330	No	4	P	Indirect	By daughter's trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Indirect	See footnote
No	4	P	Indirect	By daughter
No	4	P	Indirect	By son
No	4	P	Indirect	By daughter's trust

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Class B Common Stock	Disposition	2021-12-27	5,789,000	$0.00	5,789,000	$0.00
Class A Common Stock	Warrants	Acquisiton	2021-12-27	10,837,400	$0.00	10,837,400	$11.50

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0			No	4	M	Indirect
10,837,400	2022-01-26	2026-12-27	No	4	A	Indirect

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	100	Direct

Footnotes

On December 27, 2021, Roman DBDR Tech Acquisition Corp. closed the previously announced business combination with CompoSecure Holdings, L.L.C. (the "Business Combination") pursuant to which CompoSecure, Inc. became a publicly-traded company (the "Company"). As a result of the Business Combination, each outstanding share of Class B Common Stock converted automatically on a one-for-one basis into shares of Class A Common Stock.
As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
The reporting person purchased shares of Class A Common Stock on the open market for accounts for the benefit of his son and daughter. Since the reporting person's son and daughter are dependent children, the reporting person may be deemed to share beneficial ownership of the shares of Class A common stock held directly by them as a result of his pecuniary interest therein. The reporting person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
The reporting person purchased shares of Class A Common Stock on the open market for a trust account for the benefit of his daughter who is a dependent of the reporting person. As trustee of his daughter's trust, the reporting person may be deemed to share beneficial ownership of the shares of Class A common stock held directly by the trust. As the beneficiary of the trust is a dependent of the reporting person's household, the reporting person may be deemed to have a pecuniary interest in the shares held thereby. The reporting person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
Pursuant to the terms of the Company's warrants to purchase shares of Class A Common Stock, upon completion of the Business Combination, the warrants became exercisable beginning 30 days thereafter.
As a managing member of the Sponsor, the reporting person may be deemed to share beneficial ownership of the warrants held directly by the Sponsor, and disclaims any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest he may have therein, directly or indirectly.