Filing Details
- Accession Number:
- 0001437749-22-000601
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-01-07 16:07:13
- Reporting Period:
- 2022-01-05
- Accepted Time:
- 2022-01-07 16:07:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 914122 | Perma-Pipe International Holdings Inc. | PPIH | Industrial & Commercial Fans & Blowers & Air Purifing Equip (3564) | 363922969 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1561676 | S David Barrie | C/O Perma-Pipe Intl. Holdings, Inc. 6410 W. Howard Street Niles IL 60714 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-01-05 | 3,000 | $5.55 | 23,709 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-01-05 | 3,000 | $8.64 | 20,709 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2022-01-07 | 1,000 | $5.55 | 21,709 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2022-01-05 | 3,000 | $0.00 | 3,000 | $5.55 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2022-01-07 | 1,000 | $0.00 | 1,000 | $5.55 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 7,000 | 2022-10-31 | No | 4 | M | Direct | |
| 6,000 | 2022-10-31 | No | 4 | M | Direct |
Footnotes
- The option vested in four equal installments on November 1, 2013, 2014, 2015 and 2016.
Billionaire Hedge Funds
