Filing Details

Accession Number:
0001127602-22-001066
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-01-06 14:53:45
Reporting Period:
2022-01-04
Accepted Time:
2022-01-06 14:53:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1137774 Prudential Financial Inc PRU Life Insurance (6311) 223703799
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1256465 Robert Falzon 751 Broad Street, 5Th Floor
Attn. Regulatory Filings Unit
Newark NJ 07102
Evp And Vice Chairman No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-01-04 9,526 $78.08 95,721 No 4 M Direct
Common Stock Disposition 2022-01-04 8,811 $114.00 86,910 No 4 S Direct
Common Stock Acquisiton 2022-01-04 20,000 $63.59 106,910 No 4 M Direct
Common Stock Disposition 2022-01-04 17,929 $112.00 88,981 No 4 S Direct
Common Stock Acquisiton 2022-01-04 20,000 $63.59 108,981 No 4 M Direct
Common Stock Disposition 2022-01-04 17,904 $113.00 91,077 No 4 S Direct
Common Stock Acquisiton 2022-01-04 10,474 $63.59 101,551 No 4 M Direct
Common Stock Disposition 2022-01-04 9,363 $114.00 92,188 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock 2015 Employee Stock Option (Right to Buy) Disposition 2022-01-04 9,526 $0.00 9,526 $78.08
Common Stock 2016 Employee Stock Option (Right to Buy) Disposition 2022-01-04 20,000 $0.00 20,000 $63.59
Common Stock 2016 Employee Stock Option (Right to Buy) Disposition 2022-01-04 20,000 $0.00 20,000 $63.59
Common Stock 2016 Employee Stock Option (Right to Buy) Disposition 2022-01-04 10,474 $0.00 10,474 $63.59
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
10,687 2025-02-10 No 4 M Direct
30,474 2026-02-09 No 4 M Direct
10,474 2026-02-09 No 4 M Direct
0 2026-02-09 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 653 Indirect By 401(k)
Common Stock 3,580 Indirect By Spouse
Footnotes
  1. The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2021.
  2. Following the transactions reported on this Form 4, Mr. Falzon continues to hold 92,188 shares directly and 653 shares indirectly in a 401(k) account. Mr. Falzon also holds an additional 142,551 vested stock options, 71,617 unvested stock options, 27,632 unvested restricted stock units and 164,498 target performance shares (the exact number awarded being dependent on achievement of performance goals).
  3. The options vested in three equal annual installments beginning on February 10, 2016.
  4. The options vested in three equal annual installments beginning on February 9, 2017.