Filing Details

Accession Number:
0001726978-22-000008
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-01-05 18:26:05
Reporting Period:
2022-01-03
Accepted Time:
2022-01-05 18:26:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1726978 Goosehead Insurance Inc. GSHD Insurance Agents, Brokers & Service (6411) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1737258 C. Michael Colby C/O Goosehead Insurance, Inc.
1500 Solana Blvd., Building 4, Ste 4500
Westlake TX 76262
President And Coo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class B Common Stock Disposition 2022-01-03 9,254 $0.00 386,941 No 4 C Direct
Class A Common Stock Acquisiton 2022-01-03 9,254 $0.00 32,385 No 4 C Direct
Class A Common Stock Disposition 2022-01-03 5,269 $130.29 27,116 No 4 S Direct
Class A Common Stock Disposition 2022-01-03 1,629 $131.52 25,487 No 4 S Direct
Class A Common Stock Disposition 2022-01-03 2,356 $132.21 23,131 No 4 S Direct
Class B Common Stock Disposition 2022-01-04 218 $0.00 386,723 No 4 C Direct
Class A Common Stock Acquisiton 2022-01-04 218 $0.00 23,349 No 4 C Direct
Class A Common Stock Disposition 2022-01-04 161 $130.48 23,188 No 4 S Direct
Class A Common Stock Disposition 2022-01-04 58 $131.29 23,131 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 C Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 C Direct
No 4 C Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock LLC Units in Goosehead Financial, LLC Disposition 2022-01-03 9,254 $0.00 9,254 $0.00
Class A Common Stock LLC Units in Goosehead Financial, LLC Disposition 2022-01-04 218 $0.00 218 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
386,941 No 4 C Direct
386,723 No 4 C Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class B Common Stock 581,431 Indirect By Colby 2014 Family Trust
Class A Common Stock 83,402 Indirect By Colby 2014 Family Trust
Class B Common Stock 32,896 Indirect By Preston Michael Colby 2014 Trust
Class B Common Stock 32,896 Indirect By Lyla Kate Colby 2014 Trust
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock LLC Units in Goosehead Financial, LLC $0.00 581,431 581,431 Indirect
Class A Common Stock LLC Units in Goosehead Financial, LLC $0.00 32,896 32,896 Indirect
Class A Common Stock LLC Units in Goosehead Financial, LLC $0.00 32,896 32,896 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
581,431 581,431 Indirect
32,896 32,896 Indirect
32,896 32,896 Indirect
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.00 to $130.98, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.00 to $131.99, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.00 to $132.53, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.08 to $131.05, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.25 to $131.56, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
  6. Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries.
  7. Each LLC Unit, together with a share of Class B Sommon Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC Units do not expire.
  8. Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire.