Filing Details

Accession Number:
0001225208-22-000494
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-01-05 18:19:05
Reporting Period:
2022-01-03
Accepted Time:
2022-01-05 18:19:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
874766 Hartford Financial Services Group Inc. HIG Fire, Marine & Casualty Insurance (6331) 133317783
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1224074 G Douglas Elliot One Hartford Plaza
Hartford CT 06155
President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-01-03 3,800 $35.83 210,670 No 4 M Direct
Common Stock Disposition 2022-01-03 3,800 $70.03 206,870 No 4 S Direct
Common Stock Acquisiton 2022-01-04 82,833 $35.83 289,703 No 4 M Direct
Common Stock Acquisiton 2022-01-04 900 $35.83 290,603 No 4 M Direct
Common Stock Disposition 2022-01-04 900 $71.06 289,703 No 4 S Direct
Common Stock Disposition 2022-01-04 82,833 $70.67 206,870 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2022-01-03 3,800 $0.00 3,800 $35.83
Common Stock Stock Option Disposition 2022-01-04 900 $0.00 900 $35.83
Common Stock Stock Option Disposition 2022-01-04 82,833 $0.00 82,833 $35.83
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
83,733 2024-03-04 No 4 M Direct
82,833 2024-03-04 No 4 M Direct
0 2024-03-04 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option $41.25 2025-03-03 207,547 207,547 Direct
Common Stock Stock Option $43.59 2026-03-01 190,486 190,486 Direct
Common Stock Stock Option $48.89 2027-02-28 201,939 201,939 Direct
Common Stock Stock Option $49.01 2029-02-26 219,898 219,898 Direct
Common Stock Stock Option $51.87 2031-02-23 183,132 183,132 Direct
Common Stock Stock Option $53.81 2028-02-27 178,012 178,012 Direct
Common Stock Stock Option $55.27 2030-02-25 204,703 204,703 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2025-03-03 207,547 207,547 Direct
2026-03-01 190,486 190,486 Direct
2027-02-28 201,939 201,939 Direct
2029-02-26 219,898 219,898 Direct
2031-02-23 183,132 183,132 Direct
2028-02-27 178,012 178,012 Direct
2030-02-25 204,703 204,703 Direct
Footnotes
  1. The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Elliot on November 11, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
  2. Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $70.00 - $70.08 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  3. Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $71.02 - $71.12 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  4. Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $70.01 - $70.99 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  5. The options became fully exercisable on March 4, 2017, the third anniversary of the grant date.
  6. The options became fully exercisable on March 3, 2018, the third anniversary of the grant date.
  7. The options became fully exercisable on March 1, 2019, the third anniversary of the grant date.
  8. The options became fully exercisable on February 28, 2020, the third anniversary of the grant date.
  9. One-third of the options became exercisable on February 26, 2020, an additional one-third of the options became exercisable on February 26, 2021 and the remaining one-third of the options will become exercisable on February 26, 2022, the third anniversary of the grant date.
  10. One-third of the options will become exercisable on February 23, 2022, an additional one-third of the options will become exercisable on February 23, 2023 and the remaining one-third of the options will become exercisable on February 23, 2024, the third anniversary of the grant date.
  11. The options became fully exercisable on February 27, 2021, the third anniversary of the grant date.
  12. One-third of the options became exercisable on February 25, 2021, an additional one-third of the options will become exercisable on February 25, 2022 and the remaining one-third of the options will become exercisable on February 25, 2023, the third anniversary of the grant date.