Filing Details
- Accession Number:
- 0000351834-11-000013
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-19 08:35:33
- Reporting Period:
- 2011-05-13
- Filing Date:
- 2011-05-19
- Accepted Time:
- 2011-05-19 08:35:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 351834 | Sunopta Inc. | STKL | Wholesale-Farm Product Raw Materials (5150) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1459561 | Martin Eric Davis | 25 Lockhart Lane King City A6 L7B1E5 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-05-18 | 10,000 | $0.97 | 10,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-05-18 | 10,000 | $7.22 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-05-18 | 8,000 | $1.64 | 8,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-05-18 | 8,000 | $7.22 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-05-18 | 6,000 | $4.45 | 6,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-05-18 | 6,000 | $7.22 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options (Right to Buy) | Disposition | 2011-05-18 | 10,000 | $0.00 | 10,000 | $0.97 |
| Common Stock | Options (Right to Buy) | Disposition | 2011-05-18 | 8,000 | $0.00 | 8,000 | $1.64 |
| Common Stock | Options (Right to Buy) | Disposition | 2011-05-18 | 6,000 | $0.00 | 6,000 | $4.45 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 15,000 | 2010-03-16 | 2015-03-16 | No | 4 | M | Direct |
| 12,000 | 2010-05-14 | 2015-05-14 | No | 4 | M | Direct |
| 18,000 | 2011-05-12 | 2016-05-12 | No | 4 | M | Direct |
Billionaire Hedge Funds
