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Filing Details

Accession Number:: 0001104659-11-030068
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-05-18 20:31:50
Reporting Period:: 2011-05-16

Filing Date:: 2011-05-18
Accepted Time:: 2011-05-18 20:31:50
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1315695	Rockwood Holdings Inc.	ROC	Chemicals & Allied Products (2800)	522277366

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1334630	Thomas Riordan	C/O Rockwood Holdings, Inc. 100 Overlook Center Princeton NJ 08540	S.v.p., Law & Administration	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock, Par Value $0.01	Acquisiton	2011-05-16	32,429	$14.61	115,433	No	4	M	Direct
Common Stock, Par Value $0.01	Acquisiton	2011-05-16	27,380	$14.61	142,813	No	4	M	Direct
Common Stock, Par Value $0.01	Disposition	2011-05-16	50,609	$50.21	92,204	No	4	S	Direct
Common Stock, Par Value $0.01	Disposition	2011-05-16	9,200	$50.94	83,004	No	4	S	Direct
Common Stock, Par Value $0.01	Acquisiton	2011-05-18	1,796	$14.61	84,800	No	4	M	Direct
Common Stock, Par Value $0.01	Disposition	2011-05-18	1,796	$50.02	83,004	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock, Par Value $0.01 Per Share	Stock Options (right to buy)	Disposition	2011-05-16	32,429	$0.00	32,429	$14.61
Common Stock, Par Value $0.01 Per Share	Stock Options (right to buy)	Disposition	2011-05-16	27,380	$0.00	27,380	$14.61
Common Stock, Par Value $0.01 Per Share	Stock Options (right to buy)	Disposition	2011-05-18	1,796	$0.00	27,380	$14.61

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
36,021	2014-10-15	No	4	M	Direct
0	2014-10-15	No	4	M	Direct
34,225	2014-10-15	No	4	M	Direct

Footnotes

This transaction was executed in multiple trades at share prices ranging from $49.66 to $50.64. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed pursuant to the terms of a trading plan under SEC Rule 10b5-1.
This transaction was executed in multiple trades at share prices ranging from $50.67 to $51.28. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed pursuant to the terms of a trading plan under SEC Rule 10b5-1.
This transaction was executed in multiple trades at share prices ranging from $50.00 to $50.025. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed pursuant to the terms of a trading plan under SEC Rule 10b5-1.
These performance-based options were granted on October 15, 2004 and vested 20% on December 31 of each year beginning with 2004 upon achievement of specified performance-based targets and expire on October 15, 2014.
These time-based options were granted on October 15, 2004 and vested 20% on each of the first five anniversaries of the grant date and expire on October 15, 2014.