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Filing Details

Accession Number:: 0001415889-22-000324
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2022-01-04 21:28:57
Reporting Period:: 2022-01-02

Accepted Time:: 2022-01-04 21:28:57
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1604821	Natera Inc.	NTRA	Services-Medical Laboratories (8071)	010894487

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1711968	Leonard Steven Chapman	C/O Natera, Inc. 13011 Mccallen Pass Building A Suite 100 Austin TX 78753	Ceo And President	No	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2022-01-02	3,125	$0.00	48,740	No	4	M	Direct
Common Stock	Acquisiton	2022-01-03	3,052	$9.29	51,792	No	4	M	Direct
Common Stock	Acquisiton	2022-01-03	4,072	$13.01	55,864	No	4	M	Direct
Common Stock	Acquisiton	2022-01-03	2,084	$20.27	57,948	No	4	M	Direct
Common Stock	Acquisiton	2022-01-03	18,750	$25.46	76,698	No	4	M	Direct
Common Stock	Disposition	2022-01-03	2,260	$86.22	74,438	No	4	S	Direct
Common Stock	Disposition	2022-01-03	12,890	$87.82	61,548	No	4	S	Direct
Common Stock	Disposition	2022-01-03	10,005	$88.44	51,543	No	4	S	Direct
Common Stock	Disposition	2022-01-03	1,493	$89.29	50,050	No	4	S	Direct
Common Stock	Disposition	2022-01-03	1,310	$90.83	48,740	No	4	S	Direct
Common Stock	Disposition	2022-01-03	1,209	$91.52	47,531	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Unit	Disposition	2022-01-02	3,125	$0.00	3,125	$0.00
Common Stock	Stock Option (right to buy)	Disposition	2022-01-03	3,052	$0.00	3,052	$9.29
Common Stock	Stock Option (right to buy)	Disposition	2022-01-03	4,072	$0.00	4,072	$13.01
Common Stock	Stock Option (right to buy)	Disposition	2022-01-03	2,084	$0.00	2,084	$20.27
Common Stock	Stock Option (right to buy)	Disposition	2022-01-03	18,750	$0.00	18,750	$25.46

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
12,500		No	4	M	Direct
9,158	2028-03-08	No	4	M	Direct
25,095	2029-01-10	No	4	M	Direct
31,250	2029-04-11	No	4	M	Direct
0	2030-03-26	No	4	M	Direct

Footnotes

Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.
The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 10, 2021, as amended on May 14, 2021.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.73 to $86.69 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.11 to $88.09 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.11 to $89.10 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.12 to $89.61 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.70 to $91.10 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs in compliance with Rule 10b5-1.
The RSUs vest over four years. 25% of the RSUs vested on January 2, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.
The option shares vest over four years. 25% of the option shares vested and became exercisable on March 9, 2019 and the remaining shares vest in 36 equal monthly installments thereafter.
The option shares vest over four years. 25% of the option shares vested and became exercisable on January 2, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.
The option shares vest over four years. 25% of the option shares vested and became exercisable on March 22, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.
The option became exercisable upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achievingcertain milestones relating to the Issuer's stock price.