Filing Details

Accession Number:
0001209191-11-029485
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-05-18 18:22:23
Reporting Period:
2011-05-16
Filing Date:
2011-05-18
Accepted Time:
2011-05-18 18:22:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1469433 Ancestry.com Inc. ACOM Services-Computer Processing & Data Preparation (7374) 261235962
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1346427 P Timothy Sullivan 360 West 4800 North
Provo UT 84604
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $.001 Acquisiton 2011-05-16 226,087 $4.60 550,161 No 4 M Direct
Common Stock, Par Value $.001 Disposition 2011-05-16 226,087 $40.22 324,074 No 4 S Direct
Common Stock, Par Value $.001 Acquisiton 2011-05-17 37,479 $4.60 361,553 No 4 M Direct
Common Stock, Par Value $.001 Disposition 2011-05-17 37,479 $40.22 324,074 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, $0.001 Par Value Common Stock Option (right to buy) Disposition 2011-05-16 226,087 $0.00 226,087 $4.60
Common Stock, $0.001 Par Value Common Stock Option (right to buy) Disposition 2011-05-17 37,479 $0.00 37,479 $4.60
Common Stock, $0.001 Par Value Common Stock Option (right to buy) Acquisiton 2011-05-16 300,000 $0.00 300,000 $39.34
Common Stock, $0.001 Par Value Restricted Stock Units Acquisiton 2011-05-16 150,000 $0.00 150,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,773,913 2015-11-15 No 4 M Direct
1,736,434 2015-11-15 No 4 M Direct
300,000 2021-05-16 No 4 A Direct
150,000 No 4 A Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock, $0.001 Par Value Common Stock Option (right to buy) $5.40 2018-03-27 372,000 372,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2018-03-27 372,000 372,000 Direct
Footnotes
  1. The price reported in Column 4 is a net price, after deducting the underwriting discount and commissions from the public sale price of $42.00 in the Ancestry.com Inc. underwritten secondary public offering on May 16, 2011.
  2. Option granted on November 15, 2005. This option, originally representing a right to purchase 2,000,000 shares, is fully vested and immediately exercisable.
  3. Option granted on March 27, 2008. This option, representing a right to purchase 372,000 shares, vests over four years with 1/4 of the total number of shares subject to the option having vested on January 1, 2009 and 1/48 of the total number of shares subject to the option vesting monthly thereafter.
  4. The reporting person was granted an option to purchase 300,000 shares of common stock under the Ancestry.com 2009 Stock Incentive Plan. 33% of the total number of shares subject to the option will vest on each of the third and fourth anniversaries of the date of grant and 34% of the total number of shares subject to the option will vest on the fifth anniversary of the date of grant.
  5. Each restricted stock unit represents a contingent right to receive one share of Ancestry.com Inc. common stock.
  6. The reporting person received 150,000 restricted stock units under the Ancestry.com 2009 Stock Incentive Plan. 33% of the restricted stock units granted will vest on each of the third and fourth anniversaries of the date of the grant and 34% of the restricted stock units granted will vest on the fifth anniversary of the date of the grant. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested.