Filing Details
- Accession Number:
- 0001771877-22-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-01-04 18:14:37
- Reporting Period:
- 2021-12-01
- Accepted Time:
- 2022-01-04 18:14:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1681717 | First Trust Alternative Opportunities Fund | VFLEX | () | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1771877 | A David Sternberg | 225 W Wacker Drive Suite 2100 Chicago IL 60606 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class I Common Shares | Acquisiton | 2021-12-01 | 16 | $27.89 | 9,371 | No | 5 | J | Indirect | HELD BY SPOUSE AND STEP-CHILDREN |
| Class I Common Shares | Acquisiton | 2021-12-10 | 57 | $27.48 | 9,428 | No | 5 | J | Indirect | HELD BY SPOUSE AND STEP-CHILDREN |
| Class I Common Shares | Disposition | 2021-12-31 | 1,935 | $27.64 | 7,493 | No | 4 | S | Indirect | HELD BY SPOUSE AND STEP-CHILDREN |
| Class A Common Shares | Acquisiton | 2021-12-01 | 0 | $27.91 | 37 | No | 5 | J | Indirect | VFT Holdings LP (FORMERLY VIVALDI HOLDINGS LLC) |
| Class A Common Shares | Acquisiton | 2021-12-10 | 0 | $27.58 | 38 | No | 5 | J | Indirect | VFT Holdings LP (FORMERLY VIVALDI HOLDINGS LLC) |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | J | Indirect | HELD BY SPOUSE AND STEP-CHILDREN |
| No | 5 | J | Indirect | HELD BY SPOUSE AND STEP-CHILDREN |
| No | 4 | S | Indirect | HELD BY SPOUSE AND STEP-CHILDREN |
| No | 5 | J | Indirect | VFT Holdings LP (FORMERLY VIVALDI HOLDINGS LLC) |
| No | 5 | J | Indirect | VFT Holdings LP (FORMERLY VIVALDI HOLDINGS LLC) |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class I Common Shares | 4,497 | Direct |
Footnotes
- DIVIDEND REINVESTMENT
Billionaire Hedge Funds
