Filing Details

Accession Number:
0000891178-11-000022
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-05-18 18:18:06
Reporting Period:
2011-05-16
Filing Date:
2011-05-18
Accepted Time:
2011-05-18 18:18:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
891178 Epicor Software Corp EPIC Services-Prepackaged Software (7372) 330277592
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1169915 George L Klaus 18200 Von Karman Avenue, Suite 1000
Irvine CA 92612
Chairman, President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-05-16 3,365,788 $12.50 66,667 No 4 S Direct
Common Stock Disposition 2011-05-16 66,667 $0.00 0 No 4 D Direct
Common Stock Disposition 2011-05-16 313,969 $12.50 20,000 No 4 U Indirect By spouse.
Common Stock Disposition 2011-05-16 20,000 $0.00 0 No 4 D Indirect By spouse.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 D Direct
No 4 U Indirect By spouse.
No 4 D Indirect By spouse.
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option Disposition 2011-05-16 272,000 $0.00 272,000 $1.15
Common Stock Employee Stock Option Disposition 2011-05-16 100,000 $0.00 100,000 $8.12
Common Stock Employee Stock Option Disposition 2011-05-16 35,000 $0.00 35,000 $15.21
Common Stock Employee Stock Option Disposition 2011-05-16 7,812 $0.00 7,812 $12.74
Common Stock Employee Stock Option Disposition 2011-05-16 5,000 $0.00 5,000 $10.39
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
100,000 2003-08-20 2011-08-20 No 4 D Direct
0 2008-05-02 2018-05-02 No 4 D Direct
12,812 2008-10-26 2014-10-26 No 4 D Indirect
5,000 2008-01-02 2014-01-02 No 4 D Indirect
0 2006-07-19 2014-07-19 No 4 D Indirect
Footnotes
  1. Private sale to Element Merger Sub,. Inc. ("Element") for $12.50 per share pursuant to the terms of a Non-Tender and Support Agreement between the reporting person and Element and in connection with the merger agreement between issuer, Element and Eagle Parent, Inc.
  2. In an exempt disposition to the issuer under rule 16b-3(e), the issuer exercised its right of repurchase on the restricted shares indicated herein.
  3. This option, which was fully vested at the time of disposition, was cancelled in the merger in exchange for a cash payment representing the difference between the exercise price of the option and the $12.50 per share merger price.
  4. This option, which was fully vested at the time of disposition, was cancelled in the merger.