Filing Details

Accession Number:
0001628280-22-000239
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-01-04 18:03:09
Reporting Period:
2022-01-01
Accepted Time:
2022-01-04 18:03:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1820953 Affirm Holdings Inc. AFRM Personal Credit Institutions (6141) 842224323
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1870331 Katherine Adkins C/O Affirm Holdings, Inc.
650 California Street
San Francisco CA 94108
Chief Legal Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2022-01-01 2,490 $0.00 2,490 No 4 M Direct
Class A Common Stock Disposition 2022-01-01 827 $100.56 1,663 No 4 F Direct
Class A Common Stock Acquisiton 2022-01-03 2,215 $62.52 3,878 No 4 M Direct
Class A Common Stock Disposition 2022-01-03 2,215 $102.00 1,663 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Restricted Stock Units Disposition 2022-01-01 165 $0.00 165 $0.00
Class A Common Stock Restricted Stock Units Disposition 2022-01-01 2,325 $0.00 2,325 $0.00
Class A Common Stock Stock Option (Right to Buy) Disposition 2022-01-03 2,215 $0.00 2,215 $62.52
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
6,788 No 4 M Direct
16,275 2027-10-26 No 4 M Direct
22,700 2031-06-01 No 4 M Direct
Footnotes
  1. Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock.
  2. Represents the number of shares of the Issuer's Common Stock withheld to satisfy the Reporting Person's tax obligation in connection with the settlement of shares of Common Stock underlying the Reporting Person's restricted stock units that vested on January 1, 2022.
  3. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2021.
  4. The RSUs vest in 48 equal monthly installments after June 1, 2021, subject to the Reporting Person's continuous service with the Issuer as of each vesting date. This grant has no expiration date.
  5. The RSUs vest in 24 equal monthly installments after August 1, 2022, subject to the Reporting Person's continuous service with the Issuer as of each vesting date.
  6. The stock option vests in 48 equal monthly installments after June 1, 2021, subject to the Reporting Person's continuous service with the Issuer as of each vesting date.