Filing Details

Accession Number:
0001312322-22-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-01-04 16:39:05
Reporting Period:
2021-12-31
Accepted Time:
2022-01-04 16:39:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1423774 Zuora Inc ZUO () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1312322 Jennifer Pileggi C/O Zuora, Inc.
101 Redwood Shores Parkway
Redwood City CA 94065
Svp, Gc And Corp. Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2021-12-31 750 $0.00 750 No 4 M Direct
Class A Common Stock Acquisiton 2021-12-31 6,250 $0.00 7,000 No 4 M Direct
Class A Common Stock Acquisiton 2021-12-31 11,250 $0.00 18,250 No 4 M Direct
Class A Common Stock Disposition 2022-01-03 9,364 $18.06 8,886 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Restricted Stock Units (RSU)(Class A) Disposition 2021-12-31 750 $0.00 750 $0.00
Class A Common Stock Restricted Stock Units (RSU)(Class A) Disposition 2021-12-31 6,250 $0.00 6,250 $0.00
Class A Common Stock Restricted Stock Units (RSU)(Class A) Disposition 2021-12-31 11,250 $0.00 11,250 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,750 No 4 M Direct
56,250 No 4 M Direct
146,250 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 50,000 Indirect By The Bradley and Jennifer Pileggi Trust
Footnotes
  1. Shares sold to satisfy the Reporting Person's tax liability in connection with the issuance of Class A Common Stock resulting from the vesting of restricted stock units ("RSUs") as reported in rows one, two and three of Table I.
  2. Represents the weighted average sale price. The lowest price at which shares were sold was $18.0536 and the highest price at which shares were sold was $18.2137. The Reporting Person undertakes to provide upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth in this footnote.
  3. The securities are held of record by The Bradley and Jennifer Pileggi Trust, of which the Reporting Person is a trustee.
  4. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon vesting for no consideration.
  5. The RSU vests over four years, with 1/16 of the shares underlying the initial award vesting on June 30, 2019 and the remaining shares vesting as to 1/16 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to the Issuer through each vesting date.
  6. RSUs do not expire; these securities either vest and settle or are canceled prior to the vesting date.
  7. The RSU vests over four years, with 1/16 of the shares underlying the initial award vesting on June 30, 2020 and the remaining shares vesting as to 1/16 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to the Issuer through each vesting date.
  8. The RSU vests over four years, with 1/16 of the shares underlying the initial award vesting on June 30, 2021 and the remaining shares vesting as to 1/16 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to the Issuer through each vesting date.