Filing Details

Accession Number:
0001209191-22-000319
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-01-03 18:14:41
Reporting Period:
2021-12-30
Accepted Time:
2022-01-03 18:14:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
95552 Superior Industries International Inc SUP Motor Vehicle Parts & Accessories (3714) 952594729
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1244666 E Thomas Lynch 382 Greenwich Avenue
Suite One
Greenwich CT 06830
No No Yes No
1767178 Mill Road Capital Iii Gp Llc 382 Greenwich Avenue
Suite One
Greenwich CT 06830
No No Yes No
1767199 Mill Road Capital Iii, L.p. 382 Greenwich Avenue
Suite One
Greenwich CT 06830
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.01 Par Value Acquisiton 2021-12-30 13,549 $4.42 3,098,155 No 4 P Direct
Common Stock, $0.01 Par Value Acquisiton 2021-12-31 9,500 $4.42 3,107,655 No 4 P Direct
Common Stock, $0.01 Par Value Acquisiton 2021-12-31 37,663 $4.47 3,145,318 No 4 P Direct
Common Stock, $0.01 Par Value Acquisiton 2021-12-31 3,700 $10.00 3,149,018 No 4 P Direct
Common Stock, $0.01 Par Value Acquisiton 2021-12-31 72,700 $12.50 3,221,718 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Put options (obligation to buy) Disposition 2021-12-31 106 $60.00 10,600 $5.00
Common Stock Put options (obligation to buy) Disposition 2021-12-31 727 $0.00 72,700 $12.50
Common Stock Put options (obligation to buy) Disposition 2021-12-31 37 $0.00 3,700 $10.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
106 2021-12-31 2022-01-21 No 4 S Direct
391 2022-01-21 No 4 X Direct
71 2022-01-21 No 4 X Direct
Footnotes
  1. The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.
  2. Each put option became exercisable on the date purchased, which dates range from 06/08/2021 to 07/06/2021.
  3. Each put option became exercisable on the date purchased, which dates range from 08/25/2021 to 08/26/2021.