Filing Details

Accession Number:
0001104659-22-000433
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-01-03 16:44:49
Reporting Period:
2021-12-27
Accepted Time:
2022-01-03 16:44:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1468929 Nexgel Inc. NXGL () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1320581 David Stefansky C/O Nexgel, Inc.
2150 Cabot Blvd, West, Suite B
Langhorne PA 19047
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-12-27 9,091 $5.49 9,091 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant to Purchase Common Stock Acquisiton 2021-12-27 9,091 $0.01 9,091 $5.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
9,091 2021-12-27 2026-12-26 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 178,572 Indirect By Bezalel Partners LLC
Footnotes
  1. The Reporting Person acquired the shares of common stock and warrant to purchase common stock reported on this Form 4 in connection with the Issuer's underwritten public offering which closed on December 27, 2021.
  2. Represents shares of common stock held by Bezalel Partners LLC ("Bezalel"). The Reporting Person is the managing member of Bezalel and has the sole power to vote and direct the voting of, and to dispose and to direct the disposition of, the shares of common stock beneficially owned by Bezalel.