Filing Details
- Accession Number:
- 0001140361-11-028508
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-18 16:17:56
- Reporting Period:
- 2011-05-16
- Filing Date:
- 2011-05-18
- Accepted Time:
- 2011-05-18 16:17:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1486800 | Higher One Holdings Inc. | ONE | Services-Business Services, Nec (7389) | 263025501 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1199576 | Jr Patrick F Mcfadden | C/O Higher One Holdings, Inc. 25 Science Park New Haven CT 06511 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-05-16 | 25,000 | $0.14 | 25,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-05-16 | 25,000 | $15.00 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-05-17 | 3,800 | $0.14 | 3,800 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-05-17 | 3,800 | $15.53 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to buy) | Disposition | 2011-05-16 | 25,000 | $0.00 | 25,000 | $0.14 |
| Common Stock | Stock Option (Right to buy) | Disposition | 2011-05-17 | 3,800 | $0.00 | 3,800 | $0.14 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,800 | 2002-11-01 | 2011-10-31 | No | 4 | M | Direct |
| 0 | 2002-11-01 | 2011-10-31 | No | 4 | M | Direct |
Footnotes
- The price represents the weighted average sale price of multiple transactions on the reported date at prices between $15.00 and $15.02. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer, or a security holder of the issuer.
Billionaire Hedge Funds
