Filing Details

Accession Number:
0001553350-21-001204
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-12-29 17:09:49
Reporting Period:
2021-12-27
Accepted Time:
2021-12-29 17:09:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1325964 Lightwave Logic Inc. LWLG () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1182380 J Frederick Leonberger 369 Inverness Parkway
Suite 350
Englewood CO 80112
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-12-27 150,000 $0.73 150,000 No 4 M Direct
Common Stock Disposition 2021-12-27 41,772 $16.41 108,228 No 4 S Direct
Common Stock Disposition 2021-12-27 108,228 $16.88 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2021-12-27 150,000 $0.00 150,000 $0.73
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,005,000 2027-03-27 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions. Share prices on this transaction ranged from $16.00 to $16.67. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote to this Form 4.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions. Share prices on this transaction ranged from $16.60 to $17.48. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote to this Form 4.
  3. On 03/28/2017 the registrant granted the reporting person an option to purchase up to 200,000 shares of company stock that vest pursuant to the following schedule: 50,000 options vest on April 1, 2017, and the remaining options vest in three equal annual installments of 50,000 options per year commencing on the 1st day of each one year anniversary of the initial vesting date.
  4. Includes employee stock options to purchase up to 280,000 shares of common stock and warrants to purchase up to 725,000 shares of common stock.