Filing Details

Accession Number:
0001062993-21-013614
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-12-29 16:07:59
Reporting Period:
2021-12-27
Accepted Time:
2021-12-29 16:07:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1645590 Hewlett Packard Enterprise Co HPE Wholesale-Computers & Peripheral Equipment & Software (5045) 473298624
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1648401 F Antonio Neri C/O Hewlett Packard Enterprise Company
11445 Compaq Center West Drive
Houston TX 77070
President And Ceo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-12-27 9,088 $12.36 841,606 No 4 M Direct
Common Stock Disposition 2021-12-27 9,088 $15.96 832,518 No 4 S Direct
Common Stock Acquisiton 2021-12-28 315,004 $12.36 1,147,522 No 4 M Direct
Common Stock Disposition 2021-12-28 315,004 $15.98 832,518 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2021-12-27 9,088 $0.00 9,088 $12.36
Common Stock Employee Stock Option (right to buy) Disposition 2021-12-28 315,004 $0.00 315,004 $12.36
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
315,004 2015-12-10 2022-12-10 No 4 M Direct
0 2015-12-10 2022-12-10 No 4 M Direct
Footnotes
  1. The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/15/21.
  2. The price in Column 4 is a weighted average price of $15.955093. The prices actually paid ranged from $15.95 to $15.97. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
  3. The price in Column 4 is a weighted average price of $15.975174. The prices actually paid ranged from $15.95 to $16.0450. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
  4. As reported in the Registration Statements on Form 10 filed by Issuer with the SEC, in connection with the spin-offs of Everett SpinCo, Inc. on 04/01/17 and Seattle SpinCo, Inc. on 09/01/17, equity-based awards granted by Issuer, prior to the spin-offs were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-offs, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-offs, unless otherwise noted. The reporting person's equity-based awards reflect the conversion adjustments.
  5. This option became exercisable beginning on this date.
  6. This option is no longer exercisable beginning on this date.